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Through every stage of your company’s growth, we’re there to make sure your needs are being met. What’s more, we’re always looking for new ways to help you succeed.
Below is a list of Piper Jaffray clients' recent successes across the U.S., Asia and Europe.
Note: This is a representative sampling of recent efforts and is not intended to be a full accounting of activity.
Services in each region in which we operate are provided by the locally licensed Piper Jaffray affiliate in that region.
| Date | Client | Type | Ticker | Deal Size ($ in MM) | Sector |
| 01/12 | PetroChoice LLC | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 01/12 | McCormick & Schmick's Seafood Restaurants, Inc. | Sell-Side Advisor | 131.6 | Consumer | |
| 12/11 | Project Forum | Private Placement | Technology, Media and Telecommunications | ||
| 12/11 | Michael Kors Holdings Limited | Initial Public Offering | NYSE: KORS | 1085.6 | Consumer |
| 12/11 | Express, Inc. | Follow-On Offering | NYSE: EXPR | 368.0 | Consumer |
| 11/11 | Chef Solutions, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 11/11 | MoneyGram International, Inc. | Follow-On Offering | NYSE: MGI | 166.3 | Financial Institutions |
| 11/11 | Pacira Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: PCRX | 52.3 | Healthcare |
| 11/11 | InvenSense, Inc. | Initial Public Offering | NYSE: INVN | 86.2 | Technology, Media and Telecommunications |
| 11/11 | Media Source, Inc. | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 11/11 | Lifetech Scientific Corp. | Initial Public Offering | GEM: 8122 | 32.2 | Healthcare |
| 11/11 | Injured Workers Pharmacy | Sell-Side Advisor | Undisclosed | Healthcare | |
| 10/11 | Implus Footcare, LLC | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 10/11 | A.M. Todd Group, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 10/11 | Industrial Controls Distributors, Inc. | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 10/11 | Coldwater Creek, Inc. | Underwritten Registered Direct | NASDAQ: CWTR | 24.5 | Consumer |
| 10/11 | Lions Gate Entertainment Corp. | Secondary Offering | NYSE: LGF | 134.4 | Technology, Media and Telecommunications |
| 10/11 | JELD-WEN, Inc. | Private Placement | Industrial Growth | ||
| 09/11 | AEP Networks | Sell-Side Advisor | 60.0 | Technology, Media and Telecommunications | |
| 09/11 | TranS1, Inc. | Underwritten Registered Direct | NASDAQ: TSON | 20.1 | Healthcare |
| 08/11 | Industrial Container Services, LLC | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 08/11 | World Family K.K. (fka Learning Technologies) | Debt Capital Markets Issue | 16.3 | Technology, Media and Telecommunications | |
| 08/11 | Behavioral Health Group | Sell-Side Advisor | Undisclosed | Healthcare | |
| 08/11 | TIENS (USA) Investment Holdings Group Overseas Limited | Merger Advisory | Undisclosed | Consumer | |
| 07/11 | Chart Industries, Inc. | Convertible | NASDAQ: GTLS | 250.0 | Industrial Growth |
| 07/11 | Chart Industries, Inc. | Convertible | NASDAQ: GTLS | 250.0 | Industrial Growth |
| 07/11 | ServiceSource International | Follow-On Offering | NASDAQ: SREV | 250.0 | Industrial Growth |
| 07/11 | Teavana Holdings Inc. | Initial Public Offering | NYSE: TEA | 139.6 | Consumer |
| 07/11 | Innovalight, Inc. | Sell-Side Advisor | Undisclosed | Clean Technology and Renewables | |
| 07/11 | Accelerated Health Systems, LLC | Sell-Side Advisor | Undisclosed | Healthcare | |
| 07/11 | Skullcandy, Inc. | Initial Public Offering | NASDAQ: SKUL | 188.8 | Consumer |
| 07/11 | Dovetail Systems | Private Placement | Technology, Media and Telecommunications | ||
| 07/11 | InSite Vision Inc. | PIPE | OTCBB: INSV | 22.2 | Healthcare |
| 07/11 | MediMedia Animal Health, LLC | Sell-Side Advisor | 146.0 | Healthcare | |
| 07/11 | Rupari Food Services, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 06/11 | TearLab Corporation | PIPE | NASDAQ: TEAR | 7.0 | Healthcare |
| 06/11 | e+CancerCare | Sell-Side Advisor | Undisclosed | Healthcare | |
| 06/11 | KiOR, Inc. | Initial Public Offering | NASDAQ: KIOR | 150.0 | Clean Technology and Renewables |
| 06/11 | Shuanghua Holdings Limited | Initial Public Offering | SEHK: 1241 | 188.5 | Industrial Growth |
| 06/11 | Merit Medical Systems, Inc. | Underwritten Registered Direct | NASDAQ: MMSI | 92.4 | Healthcare |
| 06/11 | Animal Health International, Inc. | Sell-Side Advisor | 251.0 | Healthcare | |
| 06/11 | Integra LifeSciences Holdings Corp. | Convertible | NASDAQ: IART | 230.0 | Technology, Media and Telecommunications |
| 06/11 | Molycorp Inc. | Follow-On Offering | NYSE: MCP | 586.5 | Clean Technology and Renewables |
| 06/11 | Integra LifeSciences Holdings Corp. | Follow-On Offering | NASDAQ: IART | 230.0 | Healthcare |
| 06/11 | WNC Insurance Holding Corp. | Sell-Side Advisor | Undisclosed | Financial Institutions | |
| 05/11 | Rigel Pharmaceuticals, Inc. | Underwritten Registered Direct | NASDAQ: RIGL | 150.0 | Healthcare |
| 05/11 | Akorn, Inc. | Convertible | NASDAQ: AKRX | 100.0 | Healthcare |
| 05/11 | Trius Therapeutics, Inc. | PIPE | NASDAQ: TSRX | 30.1 | Healthcare |
| 05/11 | Yandex N.V. | Initial Public Offering | NASDAQ: YNDX | 1434.8 | Technology, Media and Telecommunications |
| 05/11 | Youku.com, Inc. | Follow-On Offering | NYSE: YOKU | 593.1 | Technology, Media and Telecommunications |
| 05/11 | Douglas Dynamics, Inc. | Follow-On Offering | NYSE: PLOW | 83.4 | Industrial Growth |
| 05/11 | Nanosphere, Inc. | Underwritten Registered Direct | NASDAQ: NSPH | 34.5 | Technology, Media and Telecommunications |
| 05/11 | Ancestry.com | Follow-On Offering | NASDAQ: ACOM | 182.7 | Technology, Media and Telecommunications |
| 05/11 | Lions Gate Entertainment Corp. | Debt Capital Markets Issue | NYSE: LGF | 200.0 | Technology, Media and Telecommunications |
| 05/11 | Green Mountain Coffee Roasters Inc. | Follow-On Offering | NASDAQ: GMCR | 702.2 | Consumer |
| 05/11 | NetQin Mobile, Inc. | Initial Public Offering | NYSE: NQ | 89.1 | Technology, Media and Telecommunications |
| 04/11 | 21Vianet Group, Inc. | Initial Public Offering | NASDAQ: VNET | 224.3 | Technology, Media and Telecommunications |
| 04/11 | SciClone Pharmaceuticals, Inc. | Buy-Side Advisor | 105.0 | Healthcare | |
| 04/11 | Ellie Mae, Inc. | Initial Public Offering | NYSE: ELLI | 50.6 | Financial Institutions |
| 04/11 | Vera Bradley, Inc. | Follow-On Offering | NASDAQ: VRA | 302.2 | Consumer |
| 04/11 | Dollar Financial Corp. | Follow-On Offering | NASDAQ: DLLR | 138.4 | Financial Institutions |
| 04/11 | Elster Group SE | Follow-On Offering | NYSE: ELT | 276.0 | Clean Technology and Renewables |
| 04/11 | Express, Inc. | Follow-On Offering | NYSE: EXPR | 432.6 | Consumer |
| 04/11 | AVI BioPharma, Inc. | Underwritten Registered Direct | NASDAQ: AVII | 34.5 | Healthcare |
| 03/11 | ValueVision Media Inc. | Underwritten Registered Direct | NASDAQ: VVTV | 59.3 | Technology, Media and Telecommunications |
| 03/11 | Bravo Brio Restaurant Group Inc. | Follow-On Offering | NASDAQ: BBRG | 74.4 | Consumer |
| 03/11 | ServiceSource International | Initial Public Offering | NASDAQ: SREV | 137.3 | Technology, Media and Telecommunications |
| 03/11 | Cornerstone OnDemand, Inc. | Initial Public Offering | NASDAQ: CSOD | 603.3 | Technology, Media and Telecommunications |
| 03/11 | Bruegger's Enterprises, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 03/11 | Cybertech International | Sell-Side Advisor | 60.0 | Technology, Media and Telecommunications | |
| 03/11 | Atritech, Inc. | Sell-Side Advisor | 375.0 | Healthcare | |
| 03/11 | Tollgrade Communications, Inc. | Sell-Side Advisor | 137.0 | Technology, Media and Telecommunications | |
| 03/11 | Tengion, Inc. | PIPE | NASDAQ: TNGN | 31.3 | Healthcare |
| 03/11 | Ark Therapeutics Group plc (Woundcare Business) | Sell-Side Advisor | Undisclosed | Healthcare | |
| 02/11 | Lab901 Limited | Sell-Side Advisor | Undisclosed | Healthcare | |
| 02/11 | Limelight Networks Inc. | Underwritten Registered Direct | NASDAQ: LLNW | 81.7 | Technology, Media and Telecommunications |
| 02/11 | AcelRx Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: ACRX | 40.0 | Healthcare |
| 02/11 | Body Central Corporation | Follow-On Offering | NASDAQ: BODY | 94.1 | Consumer |
| 02/11 | Molycorp Inc. | Follow-On Offering | NYSE: MCP | 776.3 | Clean Technology and Renewables |
| 02/11 | Fluidigm Corp | Initial Public Offering | NASDAQ: FLDM | 86.3 | Healthcare |
| 02/11 | Gevo, Inc. | Initial Public Offering | NASDAQ: GEVO | 123.3 | Clean Technology and Renewables |
| 02/11 | Avecia Biotechnology, Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 02/11 | NeoPhotonics Corporation | Initial Public Offering | NYSE: NPTN | 94.9 | Technology, Media and Telecommunications |
| 02/11 | Pacira Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: PCRX | 42.0 | Healthcare |
| 02/11 | Tornier NV | Initial Public Offering | NASDAQ: TRNX | 178.0 | Healthcare |
| 02/11 | VertiFlex, Inc. | Private Placement | 14.0 | Healthcare | |
| 02/11 | Epocrates, Inc. | Initial Public Offering | NASDAQ: EPOC | 98.6 | Healthcare |
| 01/11 | Biocompatibles International plc | Sell-Side Advisor | 283.5 | Healthcare | |
| 01/11 | Cellnovo, Ltd. | Private Placement | 49.0 | Healthcare | |
| 01/11 | CollegeDegrees.com, LLC | Private Placement | Technology, Media and Telecommunications | ||
| 01/11 | InterXion Holding NV | Initial Public Offering | NYSE: INXN | 304.6 | Technology, Media and Telecommunications |
| 01/11 | Sadra Medical, Inc. | Sell-Side Advisor | 450.0 | Healthcare | |
| 01/11 | Communispace Corporation | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 12/10 | T&H Group, Inc. | Sell-Side Advisor | Undisclosed | Financial Institutions | |
| 12/10 | Noodles & Company | Sell-Side Advisor | Undisclosed | Consumer | |
| 12/10 | Bubba Gump Shrimp Co. Restaurants, Inc. | Sell-Side Advisor | 112.5 | Consumer | |
| 12/10 | ValueVision Media Inc. | Underwritten Registered Direct | NASDAQ: VVTV | 18.4 | Technology, Media and Telecommunications |
| 12/10 | Fortegra Financial Corp. | Initial Public Offering | NYSE: FRF | 66.0 | Financial Institutions |
| 12/10 | Genomatica, Inc. | Private Placement | 21.3 | Clean Technology and Renewables | |
| 12/10 | CAI International Inc. | Follow-On Offering | NYSE: CAP | 50.5 | Financial Institutions |
| 12/10 | Express Inc. | Follow-On Offering | NYSE: EXPR | 222.8 | Consumer |
| 12/10 | Sky-mobi Limited | Initial Public Offering | NASDAQ: MOBI | 58.0 | Technology, Media and Telecommunications |
| 12/10 | Bona Film Group Limited | Initial Public Offering | NASDAQ: BONA | 99.8 | Technology, Media and Telecommunications |
| 12/10 | E-Commerce China Dangdang Inc. | Initial Public Offering | NYSE: DANG | 312.8 | Technology, Media and Telecommunications |
| 12/10 | Youku.com Inc | Initial Public Offering | NYSE: YOKU | 233.3 | Technology, Media and Telecommunications |
| 12/10 | Elevance Renewable Sciences, Inc. | Private Placement | 100.0 | Clean Technology and Renewables | |
| 12/10 | RealD Inc. | Follow-On Offering | NYSE: RLD | 249.4 | Technology, Media and Telecommunications |
| 12/10 | Claim Jumper Restaurants, LLC | Sell-Side Advisor | Undisclosed | Consumer | |
| 12/10 | Cardiac Science Corporation | Sell-Side Advisor | 58.0 | Healthcare | |
| 12/10 | Sequenom Inc. | Underwritten Registered Direct | NASDAQ: SQNM | 96.6 | Healthcare |
| 12/10 | Vitamin Shoppe, Inc. | Follow-On Offering | NYSE: VSI | 210.2 | Consumer |
| 12/10 | T&H Group | Sell-Side Advisor | Undisclosed | Financial Institutions | |
| 12/10 | Advanced Pain Management, S.C. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 11/10 | Somaxon Pharmaceuticals Inc | Follow-On Offering | NASDAQ: SOMX | 26.0 | Healthcare |
| 11/10 | AGA Medical | Sell-Side Advisor | 1308.4 | Healthcare | |
| 11/10 | Ancestry.com Inc. | Follow-On Offering | NASDAQ: ACOM | 113.5 | Technology, Media and Telecommunications |
| 11/10 | Micromet, Inc. | Follow-On Offering | NASDAQ: MITI | 72.3 | Healthcare |
| 11/10 | Endologix, Inc. | Buy-Side Advisor | 54.0 | Healthcare | |
| 11/10 | MAKO Surgical Corp. | Follow-On Offering | NASDAQ: MAKO | 61.0 | Healthcare |
| 11/10 | O-Net Communications (Group) Ltd. | Follow-On Offering | SEHK: 877 | 81.8 | Technology, Media and Telecommunications |
| 11/10 | Pet DRx Corporation | Sell-Side Advisor | Undisclosed | Healthcare | |
| 10/10 | AIA Group Ltd. | Initial Public Offering | SEHK: 1299 | 20493.5 | Financial Institutions |
| 10/10 | Coolpoint Energy Limited | Follow-On Offering | SEHK: 8032 | 99.9 | Consumer |
| 10/10 | Evergreen International Holdings Limited | Initial Public Offering | SEHK: 238 | 161.0 | Consumer |
| 10/10 | Peter Piper Pizza | Restructuring | Consumer | ||
| 10/10 | Country Style Cooking Restaurant Chain Co. Ltd. | Initial Public Offering | NYSE: CCSC | 94.9 | Consumer |
| 10/10 | Le Gaga Holdings Ltd. | Initial Public Offering | NASDAQ: GAGA | 103.3 | Consumer |
| 10/10 | Digital River Inc. | Convertible | NASDAQ: DRIV | 345.0 | Technology, Media and Telecommunications |
| 10/10 | Pacific Biosciences of California Inc. | Initial Public Offering | NASDAQ: PACB | 200.0 | Healthcare |
| 10/10 | Vera Bradley Inc. | Initial Public Offering | NASDAQ: VRA | 202.4 | Consumer |
| 10/10 | Bravo Brio Restaurant Group Inc. | Initial Public Offering | NASDAQ: BBRG | 161.0 | Consumer |
| 10/10 | Termbray Industries International (Holdings) Limited | Sell-Side Advisor | 13.3 | Industrial Growth | |
| 10/10 | TAL Education Group | Initial Public Offering | NYSE: XRS | 138.0 | Technology, Media and Telecommunications |
| 10/10 | Broadband Enterprises, Inc. | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 10/10 | Lee's Pharmaceutical Holdings Ltd. | Follow-On Offering | SEHK: 950 | 5.4 | Healthcare |
| 10/10 | Body Central Corp | Initial Public Offering | NASDAQ: BODY | 74.8 | Consumer |
| 10/10 | Arizant Medical | Sell-Side Advisor | 810.0 | Healthcare | |
| 10/10 | GiftCertificates.com, Inc. | Sell-Side Advisor | Undisclosed | Financial Institutions | |
| 10/10 | Global Education & Technology Group Ltd. | Initial Public Offering | NASDAQ: GEDU | 77.0 | Technology, Media and Telecommunications |
| 10/10 | Daqo New Energy Corp. | Initial Public Offering | NYSE: DQ | 87.4 | Clean Technology and Renewables |
| 10/10 | Don Miguel Mexican Foods | Sell-Side Advisor | Undisclosed | Consumer | |
| 09/10 | Microport Scientific Corporation | Initial Public Offering | SEHK: 853 | 227.9 | Healthcare |
| 09/10 | Merit Medical Systems | Buy-Side Advisor | 82.1 | Healthcare | |
| 09/10 | Mascoma | Buy-Side Advisor | 51.0 | Clean Technology and Renewables | |
| 09/10 | New American Therapeutics | Private Placement | 51.0 | Healthcare | |
| 08/10 | America's Choice | Sell-Side Advisor | 80.0 | Technology, Media and Telecommunications | |
| 08/10 | Distribution International | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 08/10 | Benefitfocus.com, Inc. | Private Placement | Healthcare | ||
| 08/10 | Picis, Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 08/10 | Cardtronics Inc. | Follow-On Offering | NASDAQ: CATM | 106.9 | Financial Institutions |
| 08/10 | K2M, Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 08/10 | China Kanghui Holdings | Initial Public Offering | NYSE: KH | 68.4 | Healthcare |
| 08/10 | Joerns Healthcare Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 08/10 | Gordmans Stores, Inc | Initial Public Offering | NASDAQ: GMAN | 58.9 | Consumer |
| 08/10 | Trius Therapeutics, Inc. | Initial Public Offering | NASDAQ: TSRX | 50.0 | Healthcare |
| 07/10 | Monitise Plc | Follow-On Offering | LSE: MONI | 50.0 | Technology, Media and Telecommunications |
| 07/10 | Narus Inc. | Sell-Side Advisor | 70.0 | Technology, Media and Telecommunications | |
| 07/10 | Molycorp, Inc. | Initial Public Offering | NYSE: MCP | 393.8 | Clean Technology and Renewables |
| 07/10 | Green Dot Corporation | Initial Public Offering | NYSE: GDOT | 188.7 | Financial Institutions |
| 07/10 | RealD Inc. | Initial Public Offering | NYSE: RLD | 230.0 | Technology, Media and Telecommunications |
| 07/10 | Handmade Mobile Entertainment | Private Placement | Technology, Media and Telecommunications | ||
| 07/10 | SMART Technologies Inc. | Initial Public Offering | NASDAQ: SMT | 660.1 | Technology, Media and Telecommunications |
| 07/10 | ev3 Inc. | Buy-Side Advisor | 2579.0 | Healthcare | |
| 07/10 | Cninsure Inc. | Follow-On Offering | NASDAQ: CISG | 115.0 | Financial Institutions |
| 07/10 | SenoRX, Inc. | Sell-Side Advisor | 213.0 | Healthcare | |
| 06/10 | Chaowei Power Holdings Ltd. | Initial Public Offering | SEHK: 951 | 70.0 | Industrial Growth |
| 06/10 | Higher One Holdings Inc. | Initial Public Offering | NYSE: ONE | 124.2 | Financial Institutions |
| 06/10 | China New Borun Corp. | Initial Public Offering | NYSE: BORN | 40.1 | Consumer |
| 06/10 | Ulta Salon Cosmetics & Fragrance Inc. | Follow-On Offering | NASDAQ: ULTA | 229.7 | Consumer |
| 06/10 | PET DRx Corporation | Sell-Side Advisor | 41.3 | Healthcare | |
| 06/10 | Nationwide Energy Partners Ltd. | Private Placement | 27.0 | Clean Technology and Renewables | |
| 05/10 | GenMark Diagnostics, Inc. | Initial Public Offering | NASDAQ: GNMK | 27.6 | Healthcare |
| 05/10 | Anadys Pharmaceuticals Inc. | Registered Direct | NASDAQ: ANDS | 12.5 | Healthcare |
| 05/10 | ReachLocal, Inc. | Initial Public Offering | NASDAQ: RLOC | 62.3 | Technology, Media and Telecommunications |
| 05/10 | Vitamin Shoppe, Inc. | Follow-On Offering | NYSE: VSI | 168.5 | Consumer |
| 05/10 | Captain D's, LLC | Sell-Side Advisor | Undisclosed | Consumer | |
| 05/10 | TeleNav, Inc. | Initial Public Offering | NASDAQ: TNAV | 64.4 | Technology, Media and Telecommunications |
| 05/10 | Express Inc. | Initial Public Offering | NYSE: EXPR | 272.0 | Consumer |
| 05/10 | Lansen Pharmaceutical Holdings Ltd. | Initial Public Offering | SEHK: 503 | 78.7 | Healthcare |
| 05/10 | Charm Communications Inc. | Initial Public Offering | NASDAQ: CHRM | 74.2 | Technology, Media and Telecommunications |
| 05/10 | Douglas Dynamics, Inc. | Initial Public Offering | NYSE: PLOW | 112.5 | Industrial Growth |
| 05/10 | Lifecore Biomedical Inc. | Fairness Opinion | 54.0 | Healthcare | |
| 05/10 | Landec Corporation | Buy-Side Advisor | 20.0 | Industrial Growth | |
| 05/10 | B&H Education, Inc. | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 05/10 | Tarte, Inc. | Private Placement | 10.7 | Consumer | |
| 04/10 | Switch & Data Facilities Co., Inc. | Sell-Side Advisor | 887.5 | Technology, Media and Telecommunications | |
| 04/10 | Animal Supply Co. | Sell-Side Advisor | Undisclosed | Consumer | |
| 04/10 | Sijia Group Company Limited | Initial Public Offering | SEHK: 1863 | 96.0 | Industrial Growth |
| 04/10 | Alpha & Omega Semiconductor, Ltd. | Initial Public Offering | NASDAQ: AOSL | 91.6 | Technology, Media and Telecommunications |
| 04/10 | Convio, Inc. | Initial Public Offering | NASDAQ: CNVO | 46.2 | Technology, Media and Telecommunications |
| 04/10 | O-Net Communications (Group) Ltd. | Initial Public Offering | SEHK: 877 | 72.2 | Technology, Media and Telecommunications |
| 04/10 | Medquist Inc., a portfolio company of CBay Systems | Buy-Side Advisor | 116.3 | Healthcare | |
| 04/10 | Evergreen Solar Inc. | Convertible | NASDAQ: ESLR | 165.0 | Clean Technology and Renewables |
| 04/10 | MGIC Investment Corp. | Convertible | NYSE: MTG | 345.0 | Financial Institutions |
| 04/10 | Codexis, Inc. | Initial Public Offering | NASDAQ: CDXS | 78.0 | Clean Technology and Renewables |
| 04/10 | Dynavox Inc. | Initial Public Offering | NASDAQ: DVOX | 140.6 | Healthcare |
| 04/10 | Mitel Networks Corp. | Initial Public Offering | NASDAQ: MITL | 147.4 | Technology, Media and Telecommunications |
| 04/10 | MGIC Investment Corp. | Follow-On Offering | NYSE: MTG | 805.0 | Financial Institutions |
| 04/10 | Invatec | Sell-Side Advisor | 500.0 | Healthcare | |
| 04/10 | Hansen Medical, Inc. | Underwritten Registered Direct | NASDAQ: HNSN | 32.2 | Healthcare |
| 04/10 | Kilroy Realty Corp. | Follow-On Offering | NYSE: KRC | 312.8 | Industrial Growth |
| 04/10 | Macerich Co. | Follow-On Offering | NYSE: MAC | 1230.0 | Industrial Growth |
| 04/10 | Education Connection Services, Inc. | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 04/10 | Tengion, Inc. | Initial Public Offering | NASDAQ: TNGN | 30.0 | Healthcare |
| 04/10 | Automated HealthCare Solutions | Private Placement | Healthcare | ||
| 04/10 | Animal Supply Company | Private Placement | Consumer | ||
| 03/10 | Cardtronics, Inc. | Follow-On Offering | NASDAQ: CATM | 96.6 | Financial Institutions |
| 03/10 | SunPower Corporation | Convertible | NASDAQ: SPWRA | 250.0 | Clean Technology and Renewables |
| 03/10 | QuadraMed Corp. | Sell-Side Advisor | 108.9 | Healthcare | |
| 03/10 | Finisar Corporation | Follow-On Offering | NASDAQ: FNSR | 139.1 | Technology, Media and Telecommunications |
| 03/10 | The Hartford Financial Services Group, Inc. | Follow-On Offering | NYSE: HIG | 1653.6 | Financial Institutions |
| 03/10 | China Chief Cable TV Group Ltd. | Follow-On Offering | SEHK: 8153 | 32.9 | Technology, Media and Telecommunications |
| 03/10 | Financial Engines, Inc. | Initial Public Offering | NASDAQ: FNGN | 146.3 | Financial Institutions |
| 03/10 | Rovi Corporation | Convertible | NASDAQ: ROVI | 460.0 | Technology, Media and Telecommunications |
| 03/10 | Micromet, Inc. | Follow-On Offering | NASDAQ: MITI | 80.5 | Healthcare |
| 03/10 | Veterinary Enterprises & Trading Ltd. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 03/10 | Green Plains Renewable Energy, Inc. | Follow-On Offering | NASDAQ: GPRE | 85.4 | Clean Technology and Renewables |
| 03/10 | Anthera Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: ANTH | 42.0 | Healthcare |
| 02/10 | rue21, Inc | Follow-On Offering | NASDAQ: RUE | 172.5 | Consumer |
| 02/10 | Merz GmbH & Co. KGaA | Buy-Side Advisor | 253.0 | Healthcare | |
| 02/10 | IntegraMed America, Inc. | Follow-On Offering | NASDAQ: INMD | 21.0 | Healthcare |
| 02/10 | Centaur Services Ltd. | Sell-Side Advisor | 47.0 | Healthcare | |
| 02/10 | RadPharm Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 02/10 | MDVIP Inc. | Sell-Side Advisor | 65.0 | Healthcare | |
| 02/10 | Avecia Biologics Limited | Sell-Side Advisor | Undisclosed | Healthcare | |
| 01/10 | Diamond Castle Holdings LLC | Buy-Side Advisor | Undisclosed | Healthcare | |
| 01/10 | Arch Aluminum & Glass Co., Inc. | Sell-Side Advisor | 64.0 | Industrial Growth | |
| 01/10 | Sinovac Biotech Ltd. | Follow-On Offering | NYSE: SVA | 66.0 | Healthcare |
| 01/10 | Duoyuan Global Water Inc. | Follow-On Offering | NYSE: DGW | 104.6 | Clean Technology and Renewables |
| 01/10 | Watts Valve Co. Ltd. | Sell-Side Advisor | 14.0 | Clean Technology and Renewables | |
| 01/10 | Intercytex Limited, Wound Care Assets | Sell-Side Advisor | Undisclosed | Healthcare | |
| 01/10 | CHF Solutions Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 01/10 | Genetix Group plc | Sell-Side Advisor | 102.7 | Technology, Media and Telecommunications | |
| 01/10 | Genomatica, Inc. | Private Placement | Clean Technology and Renewables | ||
| 12/09 | ATI Enterprises Inc. | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 12/09 | Discrete Wireless, Inc. | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 12/09 | China Corn Oil Company Limited | Initial Public Offering | SEHK: 1006 | 80.0 | Consumer |
| 12/09 | Mobi Development Co., Ltd. | Initial Public Offering | SEHK: 947 | 76.0 | Technology, Media and Telecommunications |
| 12/09 | Nanometrics Inc. | Underwritten Registered Direct | NASDAQ: NANO | 33.8 | Technology, Media and Telecommunications |
| 12/09 | G-III Apparel Group Ltd. | Underwritten Registered Direct | NASDAQ: GIII | 37.2 | Consumer |
| 12/09 | Select Comfort Corporation | Underwritten Registered Direct | NASDAQ: SCSS | 19.7 | Consumer |
| 12/09 | Fufeng Group Limited | Block Trade | SEHK: 546 | 36.0 | Industrial Growth |
| 12/09 | MDVIP, Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 12/09 | Discrete Wireless, Inc. | Private Placement | Technology, Media and Telecommunications | ||
| 11/09 | Brightoil Petroleum (Holdings) Limited | Buy-Side Advisor | 52.5 | Industrial Growth | |
| 11/09 | Novavax, Inc. | Underwritten Registered Direct | NASDAQ: NVAX | 22.4 | Healthcare |
| 11/09 | Archipelago Learning, Inc. | Initial Public Offering | NASDAQ: ARCL | 118.6 | Technology, Media and Telecommunications |
| 11/09 | LogMeIn, Inc. | Follow-On Offering | NASDAQ: LOGM | 57.8 | Technology, Media and Telecommunications |
| 11/09 | Compellent Technologies, Inc. | Follow-On Offering | NYSE: CML | 73.9 | Technology, Media and Telecommunications |
| 11/09 | rue21, Inc. | Initial Public Offering | NASDAQ: RUE | 147.8 | Consumer |
| 11/09 | Wonder Auto Technology, Inc. | Follow-On Offering | NASDAQ: WATG | 74.2 | Industrial Growth |
| 11/09 | ParkerVision, Inc. | Underwritten Registered Direct | NASDAQ: PRKR | 16.0 | Technology, Media and Telecommunications |
| 11/09 | Duoyuan Printing, Inc. | Initial Public Offering | NYSE: DYP | 54.9 | Industrial Growth |
| 11/09 | Chef Solutions, LLC | Private Placement | 24.0 | Consumer | |
| 11/09 | Ancestry.com Inc. | Initial Public Offering | NASDAQ: ACOM | 100.0 | Technology, Media and Telecommunications |
| 11/09 | Zephyr Insurance Company | Sell-Side Advisor | Undisclosed | Financial Institutions | |
| 11/09 | Precision Wire Components, LLC | Sell-Side Advisor | Undisclosed | Healthcare | |
| 11/09 | Big Idea Holdings, LLC | Private Placement | 10.0 | Consumer | |
| 10/09 | Comtec Solar Technology Co., Ltd. | Initial Public Offering | SEHK: 712 | 68.0 | Clean Technology and Renewables |
| 10/09 | Clinical Data, Inc. | Underwritten Registered Direct | NASDAQ: CLDA | 47.4 | Healthcare |
| 10/09 | Veeco Instruments Inc. | Follow-On Offering | NASDAQ: VECO | 136.6 | Clean Technology and Renewables |
| 10/09 | Vitamin Shoppe, Inc. | Initial Public Offering | NYSE: VSI | 177.8 | Consumer |
| 10/09 | Telvent GIT, S.A. | Follow-On Offering | NASDAQ: TLVT | 114.2 | Clean Technology and Renewables |
| 10/09 | Nanosphere, Inc. | Underwritten Registered Direct | NASDAQ: NSPH | 37.8 | Healthcare |
| 10/09 | Lions Gate Entertainment Corp. | Debt Capital Markets Issue | NYSE: LGF | 236.0 | Technology, Media and Telecommunications |
| 10/09 | Canadian Solar, Inc. | Follow-On Offering | NASDAQ: CSIQ | 108.7 | Clean Technology and Renewables |
| 10/09 | DragonWave Inc. | Follow-On Offering | NASDAQ: DRWI | 129.7 | Technology, Media and Telecommunications |
| 10/09 | Zhongpin, Inc. | Underwritten Registered Direct | NASDAQ: HOGS | 61.0 | Consumer |
| 10/09 | Finisar Corp. | Convertible | NASDAQ: FNSR | 139.1 | Technology, Media and Telecommunications |
| 10/09 | Hana Biosciences, Inc. | PIPE | OTC: HNAB | 12.4 | Healthcare |
| 10/09 | UQM Technologies, Inc. | Underwritten Registered Direct | AMEX: UQM | 34.5 | Clean Technology and Renewables |
| 10/09 | Education Management Corporation | Initial Public Offering | NASDAQ: EDMC | 414.0 | Technology, Media and Telecommunications |
| 10/09 | CuraGen Corp. | Sell-Side Advisor | 93.5 | Healthcare | |
| 09/09 | Grand Canyon Education, Inc. | Follow-On Offering | NASDAQ: LOPE | 113.9 | Technology, Media and Telecommunications |
| 09/09 | Cree Inc. | Follow-On Offering | NASDAQ: CREE | 449.1 | Technology, Media and Telecommunications |
| 09/09 | Agent Logic Inc. | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 09/09 | China Lilang Ltd | Initial Public Offering | SEHK: 1234 | 150.0 | Consumer |
| 09/09 | Gevo, Inc. | Private Placement | 32.5 | Clean Technology and Renewables | |
| 08/09 | OptiMedica Corporation | Private Placement | 30.0 | Healthcare | |
| 08/09 | MAKO Surgical Corp. | Underwritten Registered Direct | NASDAQ: MAKO | 58.4 | Healthcare |
| 08/09 | SoftBrands, Inc. | Sell-Side Advisor | 80.0 | Technology, Media and Telecommunications | |
| 08/09 | Ocwen Financial Corp | Follow-On Offering | NYSE: OCN | 289.8 | Financial Institutions |
| 08/09 | Emdeon Inc | Initial Public Offering | NYSE: EM | 422.5 | Healthcare |
| 08/09 | Starwood Property Trust Inc | Initial Public Offering | NYSE: STWD | 931.5 | Financial Institutions |
| 08/09 | Brightoil Petroleum (Holdings) Limited | Convertible | SEHK: 933 | 120.0 | Industrial Growth |
| 07/09 | Radiac Abrasives Inc. | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 07/09 | Micromet, Inc. | Underwritten Registered Direct | NASDAQ: MITI | 80.5 | Healthcare |
| 07/09 | Endologix, Inc. | Underwritten Registered Direct | NASDAQ: ELGX | 16.0 | Healthcare |
| 07/09 | Trina Solar Ltd. | Follow-On Offering | NYSE: TSL | 129.4 | Clean Technology and Renewables |
| 07/09 | Seneca Foods Corp. | Follow-On Offering | NASDAQ: SENEA | 82.6 | Consumer |
| 07/09 | People Media | Sell-Side Advisor | 80.0 | Technology, Media and Telecommunications | |
| 07/09 | Amber Energy Limited | Initial Public Offering | SEHK: 90 | 24.5 | Industrial Growth |
| 06/09 | LogMeIn, Inc. | Initial Public Offering | NASDAQ: LOGM | 122.7 | Technology, Media and Telecommunications |
| 06/09 | Duoyuan Global Water Inc. | Initial Public Offering | NYSE: DGW | 101.2 | Clean Technology and Renewables |
| 06/09 | Chemspec International Limited | Initial Public Offering | NASDAQ: CPC | 72.8 | Clean Technology and Renewables |
| 06/09 | Lumena Resources Group | Initial Public Offering | SEHK: 67 | 170.6 | Industrial Growth |
| 06/09 | Assured Guaranty Ltd. | Follow-On Offering | NYSE: AGO | 487.0 | Financial Institutions |
| 06/09 | Yingli Green Energy Holding Co. Ltd. | Follow-On Offering | NYSE: YGE | 278.0 | Clean Technology and Renewables |
| 06/09 | 361 Degree International Ltd | Leveraged Buyout | SEHK: 1361 | 262.4 | Consumer |
| 06/09 | Santur Corporation | Private Placement | Technology, Media and Telecommunications | ||
| 06/09 | Delcath Systems, Inc. | Registered Direct | NASDAQ: DCTH | 3.0 | Healthcare |
| 06/09 | Equinix, Inc. | Convertible | NASDAQ: EQIX | 373.8 | Technology, Media and Telecommunications |
| 06/09 | Optimal Reading Services Group, Inc. | Private Placement | Healthcare | ||
| 06/09 | VNUS Medical Technologies, Inc. | Sell-Side Advisor | 512.0 | Healthcare | |
| 05/09 | Cephalon, Inc. | Convertible | NASDAQ: CEPH | 500.0 | Healthcare |
| 05/09 | Cephalon, Inc. | Follow-On Offering | NASDAQ: CEPH | 300.0 | Healthcare |
| 05/09 | Evergreen Solar, Inc. | Underwritten Registered Direct | NASDAQ: ESLR | 76.6 | Clean Technology and Renewables |
| 05/09 | US Bancorp | Follow-On Offering | NYSE: USB | 2755.4 | Financial Institutions |
| 05/09 | VICORP Restaurants, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 05/09 | Nubrands Group Holdings Limited | Buy-Side Advisor | 197.6 | Industrial Growth | |
| 04/09 | SunPower Corporation | Convertible | NASDAQ: SPWRA | 230.0 | Clean Technology and Renewables |
| 04/09 | SunPower Corporation | Follow-On Offering | NASDAQ: SPWRA | 227.7 | Clean Technology and Renewables |
| 04/09 | Power-One, Inc. | Convertible PIPE | NASDAQ: PWER | 60.0 | Clean Technology and Renewables |
| 04/09 | Hansen Medical, Inc. | Underwritten Registered Direct | NASDAQ: HNSN | 38.0 | Healthcare |
| 04/09 | Rosetta Stone Inc. | Initial Public Offering | NYSE: RST | 129.4 | Technology, Media and Telecommunications |
| 04/09 | Fortegra Financial Corporation | Buy-Side Advisor | Undisclosed | Financial Institutions | |
| 04/09 | Bridgepoint Education | Initial Public Offering | NYSE: BPI | 163.0 | Technology, Media and Telecommunications |
| 04/09 | Fidelity National Financial, Inc. | Follow-On Offering | NYSE: FNF | 345.2 | Financial Institutions |
| 04/09 | Medtronic, Inc. | Buy-Side Advisor | 700.0 | Healthcare | |
| 03/09 | Urban Decay Cosmetics, LLC | Buy-Side Advisor | Undisclosed | Consumer | |
| 03/09 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 10.0 | Healthcare |
| 03/09 | Lionsgate | Buy-Side Advisor | 255.0 | Technology, Media and Telecommunications | |
| 03/09 | Bacchus Vascular, Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 03/09 | iScience Interventional, Inc. | Private Placement | 20.5 | Healthcare | |
| 02/09 | Aradigm Corporation | Registered Direct | NYSE: ARDM | 4.5 | Healthcare |
| 02/09 | BioTrove, Inc. | Private Placement | 20.0 | Healthcare | |
| 01/09 | ZoomSystems, Inc. | Private Placement | 20.0 | Technology, Media and Telecommunications | |
| 01/09 | Dexcom, Inc. | Underwritten Registered Direct | NASDAQ: DXCM | 48.0 | Healthcare |
| 01/09 | Transmeta Corporation | Sell-Side Advisor | 255.0 | Technology, Media and Telecommunications | |
| 12/08 | American Public Education Inc. | Follow-On Offering | NYSE: APEI | 158.5 | Technology, Media and Telecommunications |
| 11/08 | Grand Canyon Education, Inc. | Initial Public Offering | NYSE: LOPE | 144.9 | Technology, Media and Telecommunications |
| 11/08 | Ramgen Power Systems, LLC | Private Placement | Clean Technology and Renewables | ||
| 11/08 | Precision Therapeutics, Inc. | Private Placement | 43.0 | Healthcare | |
| 10/08 | DNA Diagnostics Center, Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 10/08 | The Endurance International Group, Inc. | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 10/08 | HealthPlan Holdings, Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 09/08 | Micromet, Inc. | PIPE | NASDAQ: MITI | 40.0 | Healthcare |
| 08/08 | Credence Systems GmbH | Fairness Opinion | Undisclosed | Technology, Media and Telecommunications | |
| 08/08 | Ferro Corporation | Convertible | NYSE: FOE | 172.5 | Industrial Growth |
| 08/08 | CAI International Inc. | Follow-On Offering | NYSE: CAP | 34.9 | Financial Institutions |
| 08/08 | Sharp Corporation | Sell-Side Advisor | 99.0 | Healthcare | |
| 08/08 | Cytori Therapeutics Inc. | PIPE | NASDAQ: CYTX | 17.0 | Healthcare |
| 07/08 | China Distance Education Holdings Ltd. | Initial Public Offering | NYSE: DL | 61.3 | Technology, Media and Telecommunications |
| 07/08 | EnergySolutions, Inc. | Follow-On Offering | NYSE: ES | 764.8 | Clean Technology and Renewables |
| 07/08 | GT Solar International, Inc. | Initial Public Offering | NASDAQ: SOLR | 499.9 | Clean Technology and Renewables |
| 07/08 | Canadian Solar, Inc. | Follow-On Offering | NASDAQ: CSIQ | 119.0 | Clean Technology and Renewables |
| 07/08 | Lone Star Funds | Buy-Side Advisor | 5900.0 | Financial Institutions | |
| 07/08 | EP MedSystems Inc. | Sell-Side Advisor | 91.0 | Healthcare | |
| 07/08 | Reliant Technologies | Merger Advisory | 95.0 | Healthcare | |
| 07/08 | Leggett & Platt, Inc. Leggett & Platt Aluminum Group | Sell-Side Advisor | 350.0 | Industrial Growth | |
| 07/08 | Cytochroma Inc. | Private Placement | 45.0 | Healthcare | |
| 07/08 | Tyrell, Inc. | Private Placement | 28.0 | Healthcare | |
| 06/08 | Canadian Solar, Inc. | Convertible | NASDAQ: CSIQ | 74.0 | Clean Technology and Renewables |
| 06/08 | Evergreen Solar, Inc. | Convertible | NASDAQ: ESLR | 373.8 | Clean Technology and Renewables |
| 06/08 | ReneSola Ltd. | Follow-On Offering | LSE: SOLA | 212.2 | Clean Technology and Renewables |
| 05/08 | JA Solar Holdings Co., Ltd. | Convertible | NASDAQ: JASO | 400.0 | Clean Technology and Renewables |
| 05/08 | Cameron Health, Inc. | Private Placement | 50.0 | Healthcare | |
| 04/08 | Market Track, LLC | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 04/08 | FMG Acquisition Corp. | Fairness Opinion | 95.0 | Financial Institutions | |
| 03/08 | AVANIR Pharmaceuticals | Registered Direct | NYSE: AVNR | 40.0 | Healthcare |
| 03/08 | MGIC Investment Corp. | Convertible | NYSE: MTG | 390.0 | Financial Institutions |
| 03/08 | MGIC Investment Corp. | Follow-On Offering | NYSE: MTG | 483.0 | Financial Institutions |
| 03/08 | Timothy's Coffees of the World, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 03/08 | Lifecore Biomedical, Inc. | Sell-Side Advisor | 239.0 | Healthcare | |
| 03/08 | Visa Inc. | Initial Public Offering | NYSE: V | 19650.4 | Financial Institutions |
| 03/08 | Specific Media, Inc. | Buy-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 03/08 | Heritage-Crystal Clean Inc. | Initial Public Offering | NASDAQ: HCCI | 25.3 | Technology, Media and Telecommunications |
| 03/08 | Tideway Systems Ltd. | Private Placement | 27.0 | Technology, Media and Telecommunications | |
| 03/08 | Blu Dot Design & Manufacturing, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 03/08 | Sweet Leaf Tea Company | Private Placement | 19.3 | Consumer | |
| 03/08 | LNK Partners | Buy-Side Advisor | Undisclosed | Consumer | |
| 02/08 | BPW Acquisition Corp. | Initial Public Offering | NASDAQ: BPW | 350.0 | Financial Institutions |
| 02/08 | Eclipsys Corp. | Buy-Side Advisor | 53.0 | Healthcare | |
| 02/08 | Cameron Mitchell Restaurants, LLC | Sell-Side Advisor | 94.0 | Consumer | |
| 02/08 | American Public Education Inc. | Follow-On Offering | NYSE: APEI | 150.7 | Technology, Media and Telecommunications |
| 02/08 | Acorda Therapeutics, Inc. | Follow-On Offering | NASDAQ: ACOR | 81.6 | Healthcare |
| 02/08 | AGEIA Technologies, Inc. | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 02/08 | eyeonics, Inc. | Merger Advisory | Undisclosed | Healthcare | |
| 01/08 | AppTec Laboratory Services, Inc. | Sell-Side Advisor | 163.0 | Healthcare | |
| 01/08 | ReneSola Ltd. | Initial Public Offering | LSE: SOLA | 130.0 | Clean Technology and Renewables |
| 01/08 | ATA Inc. | Initial Public Offering | NASDAQ: ATAI | 46.3 | Technology, Media and Telecommunications |
| 01/08 | Solarfun Power Holdings Co. Ltd. | Convertible | NASDAQ: SOLF | 172.5 | Clean Technology and Renewables |
| 01/08 | CGEN Digital Media Network Co. Ltd. | Sell-Side Advisor | 350.0 | Technology, Media and Telecommunications | |
| 12/07 | Lanx, Inc. | Private Placement | 25.0 | Healthcare | |
| 12/07 | Ardea Biosciences, Inc. | PIPE | NASDAQ: RDEA | 40.0 | Healthcare |
| 12/07 | Gushan Environmental Energy Ltd. | Initial Public Offering | NYSE: GU | 184.6 | Clean Technology and Renewables |
| 12/07 | Rudolph Technologies, Inc. | Buy-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 12/07 | iTradeNetwork, Inc. | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 12/07 | Intellon Corp. | Initial Public Offering | NASDAQ: ITLN | 51.1 | Clean Technology and Renewables |
| 12/07 | MedAssets | Initial Public Offering | NASDAQ: MDAS | 212.8 | Healthcare |
| 12/07 | Intellon Corp. | Initial Public Offering | NASDAQ: ITLN | 51.1 | Technology, Media and Telecommunications |
| 12/07 | Yingli Green Energy Holdings Co. Ltd. | Convertible | NYSE: YGE | 172.5 | Clean Technology and Renewables |
| 12/07 | Wonder Auto Technology Inc. | PIPE | NASDAQ: WATG | 26.0 | Technology, Media and Telecommunications |
| 12/07 | Yingli Green Energy Holdings Co. Ltd. | American Depository Receipt | NYSE: YGE | 200.0 | Clean Technology and Renewables |
| 12/07 | Cardtronics, Inc. | Initial Public Offering | NASDAQ: CATM | 120.0 | Financial Institutions |
| 12/07 | ChinaEdu Corporation | Initial Public Offering | NASDAQ: CEDU | 68.2 | Technology, Media and Telecommunications |
| 12/07 | Canadian Solar, Inc. | Convertible | NASDAQ: CSIQ | 75.0 | Clean Technology and Renewables |
| 11/07 | Marshall BankFirst SVS | Sell-Side Advisor | 60.6 | Financial Institutions | |
| 11/07 | Kele, Inc. | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 11/07 | Wright Medical Group Inc. | Convertible | NASDAQ: WMGI | 200.0 | Healthcare |
| 11/07 | Lumber Liquidators Inc. | Initial Public Offering | NYSE: LL | 110.0 | Consumer |
| 11/07 | American Public Education Inc. | Initial Public Offering | NYSE: APEI | 107.8 | Technology, Media and Telecommunications |
| 11/07 | Focus Media Holding Ltd. | American Depository Receipt | NASDAQ: FMCN | 888.4 | Technology, Media and Telecommunications |
| 11/07 | BioForm Medical, Inc. | Initial Public Offering | NASDAQ: BFRM | 92.0 | Healthcare |
| 11/07 | Agria Corp. | Initial Public Offering | NYSE: GRO | 283.0 | Consumer |
| 11/07 | Fresh Del Monte Produce Inc. | Follow-On Offering | NYSE: FDP | 289.7 | Consumer |
| 11/07 | MRU Holdings, Inc. | PIPE | OTC: UNCL | 24.4 | Financial Institutions |
| 11/07 | Medtronic, Inc. | Buy-Side Advisor | 420.0 | Healthcare | |
| 11/07 | Giant Interactive Group Inc. | American Depository Receipt | NYSE: GA | 1019.5 | Technology, Media and Telecommunications |
| 11/07 | Nanosphere, Inc. | Initial Public Offering | NYSE: NSPH | 98.0 | Healthcare |
| 11/07 | Optimost LLC | Sell-Side Advisor | 52.0 | Technology, Media and Telecommunications | |
| 10/07 | BarrierSafe Solutions, a portfolio company of Riverside Parnters and StoneCreek Capital | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 10/07 | CNinsure inc. | Initial Public Offering | NYSE: CISG | 216.4 | Financial Institutions |
| 10/07 | Ulta Salon Cosmetics & Fragrance Inc. | Initial Public Offering | NASDAQ: ULTA | 176.8 | Consumer |
| 10/07 | Optimer Pharmaceuticals, Inc. | PIPE | NASDAQ: OPTR | 35.9 | Healthcare |
| 10/07 | Atlantis Components, Inc. | Sell-Side Advisor | 71.0 | Healthcare | |
| 10/07 | Carey International, a portfolio company of Chartwell Investments | Sell-Side Advisor | 60.0 | Industrial Growth | |
| 10/07 | Specific Media, Inc. | Private Placement | 100.0 | Technology, Media and Telecommunications | |
| 10/07 | Volcano Corporation | Follow-On Offering | NASDAQ: VOLC | 130.8 | Healthcare |
| 10/07 | Trans1 Inc. | Initial Public Offering | NYSE: TSON | 94.9 | Healthcare |
| 10/07 | Lone Star U.S. Acquisitions, LLC | Buy-Side Advisor | 300.0 | Financial Institutions | |
| 10/07 | TomoTherapy Incorporated | Follow-On Offering | NASDAQ: TOMO | 217.5 | Healthcare |
| 10/07 | Textainer Group Holdings Limited | Initial Public Offering | NYSE: TGH | 148.5 | Financial Institutions |
| 10/07 | JA Solar Holdings Co., Ltd. | Follow-On Offering | NASDAQ: JASO | 305.7 | Clean Technology and Renewables |
| 10/07 | Compellent Technologies, Inc. | Initial Public Offering | NYSE: CML | 81.0 | Technology, Media and Telecommunications |
| 10/07 | China Digital TV Holding Co. Ltd. | American Depository Receipt | NYSE: STV | 220.8 | Technology, Media and Telecommunications |
| 10/07 | Engineered Materials Solutions, a portfolio company of Blue Point Capital Partners | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 10/07 | Sierra Wireless | Follow-On Offering | NASDAQ: SWIR | 85.1 | Technology, Media and Telecommunications |
| 09/07 | Associated Grocers, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 09/07 | Aegis Loan Servicing, a division of Aegis Mortgage Corporation, a portfolio company of Cerberus Capital Management | Sell-Side Advisor | Undisclosed | Financial Institutions | |
| 09/07 | AthenaHealth Inc. | Initial Public Offering | NYSE: ATHN | 130.1 | Healthcare |
| 09/07 | Everlast Worldwide Inc. | Sell-Side Advisor | 191.0 | Consumer | |
| 09/07 | LDR Holding Corporation | Private Placement | 25.0 | Healthcare | |
| 08/07 | US BioEnergy Corporation | Fairness Opinion | 230.0 | Clean Technology and Renewables | |
| 08/07 | Sipex Corporation | Merger Advisory | 243.0 | Technology, Media and Telecommunications | |
| 08/07 | Yard House USA, LLC | Sell-Side Advisor | Undisclosed | Consumer | |
| 08/07 | JDS Pharmaceuticals, LLC | Sell-Side Advisor | 125.0 | Healthcare | |
| 08/07 | First Solar Inc. | Follow-On Offering | NYSE: FSLR | 698.3 | Clean Technology and Renewables |
| 08/07 | Nursefinders, Inc., a portfolio company of Gryphon Investors | Sell-Side Advisor | Undisclosed | Healthcare | |
| 08/07 | HireRight, Inc. | Initial Public Offering | NYSE: HIRE | 65.6 | Technology, Media and Telecommunications |
| 08/07 | Dolan Media Co. | Initial Public Offering | NYSE: DM | 224.4 | Technology, Media and Telecommunications |
| 08/07 | International Fight League, Inc. | PIPE | OTC: IFLI | 12.7 | Consumer |
| 08/07 | Masimo Corporation | Initial Public Offering | NASDAQ: MASI | 232.9 | Healthcare |
| 07/07 | The Harris Soup Company, a portfolio company of TSG Consumer Partners | Sell-Side Advisor | Undisclosed | Consumer | |
| 07/07 | Orbitz Worldwide Inc. | Initial Public Offering | NYSE: OWW | 510.0 | Technology, Media and Telecommunications |
| 07/07 | hhgregg Appliances, Inc. | Initial Public Offering | NYSE: HGG | 121.9 | Consumer |
| 07/07 | NightHawk Radiology Holdings, Inc. | Fairness Opinion | 62.5 | Healthcare | |
| 07/07 | 24/7 Real Media, Inc. | Sell-Side Advisor | 649.0 | Technology, Media and Telecommunications | |
| 07/07 | Sonosite Inc. | Convertible | NASDAQ: SONO | 225.0 | Healthcare |
| 07/07 | Satiety, Inc. | Private Placement | 30.2 | Healthcare | |
| 07/07 | Sangamo BioSciences, Inc. | Registered Direct | NASDAQ: SGMO | 30.0 | Healthcare |
| 07/07 | ShoreTel Inc. | Initial Public Offering | NASDAQ: SHOR | 86.3 | Technology, Media and Telecommunications |
| 07/07 | Jonathan Engineered Solutions, a portfolio company of Industrial Growth Partners | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 06/07 | American Oriental Bioengineering Inc. | Follow-On Offering | NYSE: AOB | 83.1 | Healthcare |
| 06/07 | Spreadtrum Communications Inc. | American Depository Receipt | NYSE: SPRD | 144.5 | Technology, Media and Telecommunications |
| 06/07 | Care Investment Trust Inc. | Initial Public Offering | NYSE: CRE | 225.0 | Financial Institutions |
| 06/07 | Outback Steakhouse, a portfolio company of OSI Restaurant Partners, Inc. | Fairness Opinion | 3482.0 | Consumer | |
| 06/07 | Citi Trends, Inc. | Follow-On Offering | NASDAQ: CTRN | 81.0 | Consumer |
| 06/07 | RAM Holdings Ltd. | Follow-On Offering | OTC: RAMR | 72.1 | Financial Institutions |
| 06/07 | Yingli Green Energy Holding Co. Ltd. | American Depository Receipt | NYSE: YGE | 319.0 | Clean Technology and Renewables |
| 06/07 | Acorda Therapeutics, Inc. | Follow-On Offering | NYSE: ACOR | 79.8 | Healthcare |
| 06/07 | Einstein Noah Restaurant Group | Follow-On Offering | NYSE: BAGL | 90.0 | Consumer |
| 06/07 | Limelight Networks, Inc. | Initial Public Offering | NASDAQ: LLNW | 276.0 | Technology, Media and Telecommunications |
| 06/07 | Sanitors, Inc., a portfolio company of Cravey, Green & Wahlen | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 06/07 | MidCountry Bank | Buy-Side Advisor | Undisclosed | Financial Institutions | |
| 05/07 | LDK Solar Hi-Tech Co. Ltd. | American Depository Receipt | NYSE: LDK | 486.0 | Clean Technology and Renewables |
| 05/07 | ConvergeOne Holdings Corporation, a portfolio company of Nautic Partners | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 05/07 | MidCountry Financial Corp. | Private Placement | 55.0 | Financial Institutions | |
| 05/07 | ORBCOMM, Inc. | Follow-On Offering | NASDAQ: ORBC | 80.5 | Technology, Media and Telecommunications |
| 05/07 | AtriCure, Inc. | PIPE | NASDAQ: ATRC | 16.5 | Healthcare |
| 05/07 | Phase Forward Incorporated | Follow-On Offering | NASDAQ: PFWD | 82.5 | Healthcare |
| 05/07 | Evergreen Solar, Inc. | Follow-On Offering | NASDAQ: ESLR | 142.3 | Clean Technology and Renewables |
| 05/07 | Sirtris Pharmaceuticals Inc. | Initial Public Offering | NYSE: SIRT | 60.0 | Healthcare |
| 05/07 | Omnicell, Inc. | Follow-On Offering | NASDAQ: OMCL | 96.4 | Healthcare |
| 05/07 | Genomic Health Inc. | Follow-On Offering | NASDAQ: GHDX | 46.5 | Healthcare |
| 05/07 | CAI International Inc. | Initial Public Offering | NYSE: CAP | 87.0 | Financial Institutions |
| 05/07 | Capella Education Co. | Follow-On Offering | NASDAQ: CPLA | 144.3 | Technology, Media and Telecommunications |
| 05/07 | TomoTherapy Incorporated | Initial Public Offering | NASDAQ: TOMO | 256.6 | Healthcare |
| 05/07 | Atlantis Components, Inc. | Private Placement | 12.0 | Healthcare | |
| 05/07 | Epicor Software Corporation | Convertible | NASDAQ: EPIC | 200.0 | Technology, Media and Telecommunications |
| 05/07 | Array BioPharma, Inc. | Follow-On Offering | NASDAQ: ARRY | 91.0 | Healthcare |
| 04/07 | Magma Design Automation | Convertible | NASDAQ: LAVA | 49.9 | Technology, Media and Telecommunications |
| 04/07 | Rex Stores Corporation | Fairness Opinion | Undisclosed | Consumer | |
| 04/07 | Oscient Pharmaceuticals Corp. | Convertible | OTC: OSCI | 60.0 | Healthcare |
| 04/07 | Solaicx Corporation | Private Placement | 24.0 | Clean Technology and Renewables | |
| 04/07 | Simcere Pharmaceutical Group | American Depository Receipt | NYSE: SCR | 260.5 | Healthcare |
| 04/07 | Physicians Formula Holdings Inc. | Follow-On Offering | NASDAQ: FACE | 104.8 | Consumer |
| 04/07 | ev3 Inc. | Follow-On Offering | NASDAQ: EVVV | 166.3 | Healthcare |
| 04/07 | Castle Brands Inc. | PIPE | NYSE: ROX | 21.0 | Consumer |
| 04/07 | MBA Polymers, Inc. | Private Placement | 22.0 | Clean Technology and Renewables | |
| 04/07 | MWI Veterinary Supply, Inc. | Follow-On Offering | NASDAQ: MWIV | 93.6 | Healthcare |
| 04/07 | Z'Tejas Southwest Grill | Sell-Side Advisor | Undisclosed | Consumer | |
| 04/07 | ACADIA Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ACAD | 102.5 | Healthcare |
| 03/07 | Churchill Capital, Mezzanine Finance Business | Sell-Side Advisor | Undisclosed | Financial Institutions | |
| 03/07 | Electroglas, Inc. | Convertible | OTC: EGLSQ | 25.8 | Technology, Media and Telecommunications |
| 03/07 | Johnny Rockets Group, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 03/07 | Xoft, Inc. | Private Placement | 33.2 | Healthcare | |
| 03/07 | Komag, Inc. | Convertible | NYSE: KOMG | 220.0 | Technology, Media and Telecommunications |
| 03/07 | Greatbatch, Inc. | Convertible | NYSE: GB | 80.0 | Healthcare |
| 03/07 | AMIS Holdings, Inc. | Follow-On Offering | NYSE: AMIS | 206.3 | Technology, Media and Telecommunications |
| 03/07 | CastlePoint Holdings, Ltd. | Initial Public Offering | NYSE: CPHL | 127.8 | Financial Institutions |
| 03/07 | ViroPharma Incorporated | Convertible | NASDAQ: VPHM | 250.0 | Healthcare |
| 03/07 | Bare Escentuals, Inc. | Follow-On Offering | NASDAQ: BARE | 476.1 | Consumer |
| 03/07 | DexCom, Inc. | Convertible | NASDAQ: DXCM | 60.0 | Healthcare |
| 03/07 | Seminole Tribe of Florida | Buy-Side Advisor | 975.0 | Consumer | |
| 02/07 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 21.5 | Healthcare |
| 02/07 | Kellermeyer Building Services, a portfolio company of CIVC Partners | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 02/07 | Ultra Clean Holdings, Inc. | Block Trade | NASDAQ: UCTT | 26.0 | Technology, Media and Telecommunications |
| 02/07 | Sirenza Microdevices, Inc. | Follow-On Offering | NYSE: SMDI | 52.3 | Technology, Media and Telecommunications |
| 02/07 | PlayCore Holdings, Inc., a portfolio company of Chartwell Investments | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 02/07 | Golf Galaxy, Inc. | Merger Advisory | 225.0 | Consumer | |
| 02/07 | U.S. Auto Parts Network, Inc. | Initial Public Offering | NASDAQ: PRTS | 115.0 | Technology, Media and Telecommunications |
| 02/07 | Optimer Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: OPTR | 56.4 | Healthcare |
| 02/07 | New Oriental Education & Technology Group Inc. | Follow-On Offering | NYSE: EDU | 303.0 | Technology, Media and Telecommunications |
| 02/07 | Locus Pharmaceuticals, Inc. | Private Placement | 30.2 | Healthcare | |
| 02/07 | JA Solar Holdings Co., Ltd. | Initial Public Offering | NASDAQ: JASO | 258.8 | Clean Technology and Renewables |
| 02/07 | Accuray Incorporated | Initial Public Offering | NASDAQ: ARAY | 331.2 | Healthcare |
| 01/07 | XTENT, Inc. | Initial Public Offering | NYSE: XTNT | 75.2 | Healthcare |
| 01/07 | Animal Health International, Inc. | Initial Public Offering | NASDAQ: AHII | 129.8 | Healthcare |
| 01/07 | RITA Medical Systems, Inc. | Sell-Side Advisor | 220.0 | Healthcare | |
| 01/07 | InnerWorkings, Inc. | Follow-On Offering | NASDAQ: INWK | 108.0 | Technology, Media and Telecommunications |
| 01/07 | American Medical Systems Holdings, Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 01/07 | Monogram Biosciences, Inc. | Convertible | 30.0 | Healthcare | |
| 01/07 | Pemstar, Inc. | Fairness Opinion | 298.4 | Technology, Media and Telecommunications | |
| 12/06 | Alpha & Omega Semiconductor, Ltd. | Private Placement | 32.0 | Technology, Media and Telecommunications | |
| 12/06 | International Fight League, Inc. | PIPE | OTC: IFLI | 24.2 | Consumer |
| 12/06 | The Wet Seal, Inc. | Follow-On Offering | NASDAQ: WTSLA | 110.4 | Consumer |
| 12/06 | Classic Party Rentals, a portfolio company of Dubin Clark & Company | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 12/06 | RegeneRx Biopharmaceuticals | PIPE | AMEX: RGN | 9.6 | Healthcare |
| 12/06 | Credence Systems Corp. | Convertible | NYSE: CMOS | 122.5 | Technology, Media and Telecommunications |
| 12/06 | U.S. BioEnergy Corp. | Initial Public Offering | NYSE: USBE | 161.0 | Clean Technology and Renewables |
| 12/06 | Lone Star Funds | Buy-Side Advisor | 586.0 | Consumer | |
| 12/06 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 174.7 | Healthcare |
| 12/06 | Volcano Corporation | Follow-On Offering | NASDAQ: VOLC | 138.9 | Healthcare |
| 12/06 | Iconix Brand Group | Follow-On Offering | NASDAQ: ICON | 260.2 | Consumer |
| 11/06 | Excelligence Learning Corporation | Sell-Side Advisor | 125.3 | Technology, Media and Telecommunications | |
| 11/06 | Jamba Juice Company | Merger Advisory | 265.0 | Consumer | |
| 11/06 | Alliance Imaging Inc. | Follow-On Offering | NYSE: AIQ | 52.9 | Healthcare |
| 11/06 | Vital Images, Inc. | Follow-On Offering | NYSE: VTAL | 104.0 | Healthcare |
| 11/06 | Cache, Inc. | Follow-On Offering | NASDAQ: CACH | 49.1 | Consumer |
| 11/06 | Marlin Business Services, Inc. | Follow-On Offering | NASDAQ: MRLN | 22.0 | Financial Institutions |
| 11/06 | First Solar Inc. | Initial Public Offering | NYSE: FSLR | 458.9 | Clean Technology and Renewables |
| 11/06 | Alexion Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ALXN | 148.4 | Healthcare |
| 11/06 | deCODE Genetics, Inc. | Convertible | NASDAQ: DCGN | 80.0 | Healthcare |
| 11/06 | Metabolix Inc. | Initial Public Offering | NASDAQ: MBLX | 109.5 | Clean Technology and Renewables |
| 11/06 | Physicians Formula Holdings Inc. | Initial Public Offering | NASDAQ: FACE | 143.4 | Consumer |
| 11/06 | PeopleSupport, Inc. | Follow-On Offering | NYSE: PSPT | 96.6 | Technology, Media and Telecommunications |
| 11/06 | Capella Education Co. | Initial Public Offering | NASDAQ: CPLA | 92.0 | Technology, Media and Telecommunications |
| 11/06 | Canadian Solar, Inc. | Initial Public Offering | NASDAQ: CSIQ | 115.5 | Clean Technology and Renewables |
| 11/06 | Celgene Corporation | Follow-On Offering | NASDAQ: CELG | 1032.0 | Healthcare |
| 10/06 | Ultra Clean Holdings, Inc. | Block Trade | NASDAQ: UCTT | 23.3 | Technology, Media and Telecommunications |
| 10/06 | Nighthawk Radiology Holdings, Inc. | Follow-On Offering | NYSE: NHWK | 117.0 | Healthcare |
| 10/06 | IHS Inc. | Follow-On Offering | NYSE: IHS | 323.6 | Technology, Media and Telecommunications |
| 10/06 | Finisar Corp. | Convertible | NYSE: FNSR | 100.0 | Technology, Media and Telecommunications |
| 10/06 | Spectra Gases, Inc. | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 10/06 | Berbee Information Networks Corporation | Sell-Side Advisor | 184.0 | Technology, Media and Telecommunications | |
| 10/06 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 72.5 | Financial Institutions |
| 10/06 | The White Lily Foods Company, a wholly owned subsidiary of C.H. Guenther & Son, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 10/06 | Exelixis Inc. | Follow-On Offering | NASDAQ: EXEL | 96.6 | Healthcare |
| 10/06 | Hallmark Financial Services | Follow-On Offering | NASDAQ: HAF | 27.0 | Financial Institutions |
| 10/06 | TorreyPines Therapeutics, Inc. | Merger Advisory | 71.5 | Healthcare | |
| 10/06 | ATS Medical Inc. | Buy-Side Advisor | 58.0 | Healthcare | |
| 09/06 | Shutterfly, Inc. | Initial Public Offering | NASDAQ: SFLY | 87.0 | Technology, Media and Telecommunications |
| 09/06 | Bare Escentuals, Inc. | Initial Public Offering | NASDAQ: BARE | 404.8 | Consumer |
| 09/06 | MathStar, Inc. | PIPE | OTC: MATH | 12.6 | Technology, Media and Telecommunications |
| 09/06 | Mindray Medical International Ltd. | American Depository Receipt | NYSE: MR | 310.5 | Healthcare |
| 09/06 | Bunn Capitol Company | Sell-Side Advisor | Undisclosed | Consumer | |
| 09/06 | Incyte Corporation | Convertible | NASDAQ: INCY | 151.8 | Healthcare |
| 09/06 | Home Diagnostics Inc. | Initial Public Offering | NASDAQ: HDIX | 79.2 | Healthcare |
| 09/06 | Actions Semiconductor Co., Ltd. | Follow-On Offering | NASDAQ: ACTS | 99.9 | Clean Technology and Renewables |
| 09/06 | New Oriental Education & Technology Group Inc. | Initial Public Offering | NYSE: EDU | 129.4 | Technology, Media and Telecommunications |
| 09/06 | Confluent Surgical, Inc. | Sell-Side Advisor | 245.0 | Healthcare | |
| 08/06 | The Andersons, Inc. | Follow-On Offering | NASDAQ: ANDE | 95.7 | Clean Technology and Renewables |
| 08/06 | Real Mex Restaurants, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 08/06 | Crocs, Inc. | Follow-On Offering | NASDAQ: CROX | 247.8 | Consumer |
| 08/06 | InnerWorkings, Inc. | Initial Public Offering | NASDAQ: INWK | 109.6 | Technology, Media and Telecommunications |
| 08/06 | Cytori Therapeutics Inc. | Underwritten Registered Direct | NASDAQ: CYTX | 16.8 | Healthcare |
| 08/06 | Sonic Innovations, Inc. | PIPE | NASDAQ: SNCI | 12.0 | Healthcare |
| 08/06 | Onyx Software Corporation | Sell-Side Advisor | 92.0 | Technology, Media and Telecommunications | |
| 08/06 | LipoScience, Inc. | Private Placement | 13.0 | Healthcare | |
| 08/06 | Applied Financial, LLC | Sell-Side Advisor | Undisclosed | Financial Institutions | |
| 07/06 | Website Pros, Inc. | Follow-On Offering | NASDAQ: WSPI | 34.8 | Technology, Media and Telecommunications |
| 07/06 | BulkRegister | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 07/06 | Beacon Holdings Corporation, a portfolio company of the Riverside Company | Sell-Side Advisor | 95.5 | Industrial Growth | |
| 07/06 | American Medical Systems Holdings, Inc. | Buy-Side Advisor | 715.0 | Healthcare | |
| 07/06 | MWI Veterinary Supply, Inc. | Follow-On Offering | NASDAQ: MWIV | 100.7 | Healthcare |
| 07/06 | Cardiovascular Systems, Inc. | Private Placement | 25.0 | Healthcare | |
| 07/06 | EnteroMedics, Inc. | Private Placement | 45.2 | Healthcare | |
| 06/06 | Andersen Corporation | Buy-Side Advisor | Undisclosed | Industrial Growth | |
| 06/06 | Bravo Development, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 06/06 | Ultra Clean Holdings, Inc. | Fairness Opinion | 50.0 | Technology, Media and Telecommunications | |
| 06/06 | Home BancShares, Inc. | Initial Public Offering | NASDAQ: HOMB | 51.8 | Financial Institutions |
| 06/06 | American Medical Systems Holdings, Inc. | Convertible | NASDAQ: AMMD | 373.8 | Healthcare |
| 06/06 | Techwell, Inc. | Initial Public Offering | NASDAQ: TWLL | 50.7 | Technology, Media and Telecommunications |
| 06/06 | Focus Media Holding Ltd. | Follow-On Offering | NASDAQ: FMCN | 415.8 | Technology, Media and Telecommunications |
| 06/06 | Sangamo BioSciences, Inc. | Follow-On Offering | NASDAQ: SGMO | 20.9 | Healthcare |
| 06/06 | K2M, Inc. | Private Placement | 21.5 | Healthcare | |
| 06/06 | Dollar Financial Corp. | Follow-On Offering | NASDAQ: DLLR | 95.7 | Financial Institutions |
| 06/06 | Volcano Corporation | Initial Public Offering | NASDAQ: VOLC | 62.6 | Healthcare |
| 06/06 | Zumiez Inc. | Follow-On Offering | NASDAQ: ZUMZ | 44.8 | Consumer |
| 06/06 | Club Staffing Inc., a portfolio company of Olympus Partners | Sell-Side Advisor | Undisclosed | Healthcare | |
| 06/06 | Patriot Capital Funding, Inc. | Follow-On Offering | NASDAQ: PCAP | 41.8 | Financial Institutions |
| 06/06 | Town Sports International Holdings, Inc. | Initial Public Offering | NASDAQ: CLUB | 99.5 | Consumer |
| 06/06 | Jones Soda Co. | PIPE | NYSE: JSDA | 30.0 | Consumer |
| 05/06 | Catalina Restaurant Group, Inc., a portfolio company of Wexford Capital LLC | Sell-Side Advisor | Undisclosed | Consumer | |
| 05/06 | Under Armour, Inc. | Follow-On Offering | NYSE: UA | 284.0 | Consumer |
| 05/06 | Nielsen & Bainbridge, a portfolio company of The Jordan Company | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 05/06 | Reddy Ice Holdings, Inc. | Follow-On Offering | NYSE: FRZ | 98.9 | Consumer |
| 05/06 | Vonage Holdings Corp. | Initial Public Offering | NYSE: VG | 531.3 | Technology, Media and Telecommunications |
| 05/06 | Sipex Corporation | Convertible PIPE | NYSE: SIPX | 30.0 | Technology, Media and Telecommunications |
| 05/06 | Phillips-Van Heusen Corporation | Follow-On Offering | NYSE: PVH | 382.2 | Consumer |
| 05/06 | HydroGen Corporation | PIPE | OTC: HYDGQ | 25.8 | Technology, Media and Telecommunications |
| 05/06 | CancerVax Corporation | Merger Advisory | 94.0 | Healthcare | |
| 05/06 | Rocky Shoes & Boots Inc. | Follow-On Offering | NYSE: RCKY | 11.3 | Consumer |
| 04/06 | NicOx S.A. | PIPE | ENXTPA: COX | 45.3 | Healthcare |
| 04/06 | ACADIA Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ACAD | 63.4 | Healthcare |
| 04/06 | DexCom, Inc. | Follow-On Offering | NASDAQ: DXCM | 132.0 | Healthcare |
| 04/06 | Corel Corporation | Initial Public Offering | NASDAQ: CREL | 104.0 | Technology, Media and Telecommunications |
| 04/06 | UnionTools, Inc., a portfolio company of Oaktree Capital Management | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 03/06 | Valley Fresh Inc. | Sell-Side Advisor | 78.0 | Consumer | |
| 03/06 | NLS Animal Health | Sell-Side Advisor | Undisclosed | Healthcare | |
| 03/06 | China GrenTech Corporation Limited | Initial Public Offering | NASDAQ: GRRF | 112.5 | Technology, Media and Telecommunications |
| 03/06 | HIMAX Technologies Inc. | Initial Public Offering | NASDAQ: HIMX | 510.6 | Technology, Media and Telecommunications |
| 03/06 | Metabasis Therapeutics | Underwritten Registered Direct | NASDAQ: MBRX | 40.0 | Healthcare |
| 03/06 | Clayton Holdings, Inc. | Initial Public Offering | NYSE: CLAY | 146.6 | Financial Institutions |
| 03/06 | 180 Connect, Inc. | Convertible PIPE | NYSE: NCT.U | 10.7 | Technology, Media and Telecommunications |
| 03/06 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 487.3 | Financial Institutions |
| 03/06 | York Label Holdings, Inc., a portfolio company of Huron Capital Partners | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 03/06 | CapitalSource Inc. | Follow-On Offering | NYSE: CSE | 413.6 | Financial Institutions |
| 03/06 | Ultra Clean Holdings, Inc. | Follow-On Offering | NASDAQ: UCTT | 47.0 | Technology, Media and Telecommunications |
| 03/06 | Alexza Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: ALXA | 50.6 | Healthcare |
| 03/06 | Eagle Test Systems Inc. | Initial Public Offering | NYSE: EGLT | 100.8 | Technology, Media and Telecommunications |
| 03/06 | Dave & Buster's Inc. | Sell-Side Advisor | 375.0 | Consumer | |
| 03/06 | Energy Conversion Devices, Inc. | Follow-On Offering | NASDAQ: ENER | 394.5 | Clean Technology and Renewables |
| 02/06 | Allscripts Healthcare Solutions Inc. | Follow-On Offering | NASDAQ: MDRX | 149.0 | Healthcare |
| 02/06 | Animas Corporation | Sell-Side Advisor | 518.6 | Healthcare | |
| 02/06 | Oasis Outsourcing, Inc., a portfolio company of H.I.G. Capital | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 02/06 | Churchill Financial Holdings, LLC | Private Placement | 112.5 | Financial Institutions | |
| 02/06 | Rudolph Technologies, Inc. | Merger Advisory | 193.0 | Technology, Media and Telecommunications | |
| 02/06 | Acordia Therapeutics, Inc. | Initial Public Offering | NYSE: ACOR | 36.5 | Healthcare |
| 02/06 | Morton's Restaurant Group Inc. | Initial Public Offering | NYSE: MRT | 174.5 | Consumer |
| 02/06 | Nighthawk Radiology Holdings, Inc. | Initial Public Offering | NYSE: NHWK | 115.9 | Healthcare |
| 02/06 | Crocs, Inc. | Initial Public Offering | NASDAQ: CROX | 239.1 | Consumer |
| 02/06 | XOMA Ltd. | Convertible | NASDAQ: XOMA | 12.5 | Healthcare |
| 02/06 | Resource Capital Corp. | Initial Public Offering | NYSE: RSO | 60.0 | Financial Institutions |
| 02/06 | UTEK Corporation | Underwritten Registered Direct | AMEX: UTK | 10.0 | Financial Institutions |
| 02/06 | Vital Signs, Inc. | Follow-On Offering | NYSE: VITL | 97.3 | Healthcare |
| 01/06 | SGX Pharmaceuticals, Inc. | Initial Public Offering | NYSE: SGXP | 24.9 | Healthcare |
| 01/06 | Alnylam Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ALNY | 66.5 | Healthcare |
| 01/06 | Focus Media Holding Ltd. | Follow-On Offering | NASDAQ: FMCN | 322.6 | Technology, Media and Telecommunications |
| 01/06 | SeaBright Insurance Holdings, Inc. | Follow-On Offering | NYSE: SBX | 115.9 | Financial Institutions |
| 01/06 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 179.8 | Healthcare |
| 01/06 | Citi Trends, Inc. | Follow-On Offering | NASDAQ: CTRN | 81.4 | Consumer |
| 01/06 | New York & Company, Inc. | Follow-On Offering | NYSE: NWY | 148.9 | Consumer |
| 01/06 | Hand Innovations LLC | Sell-Side Advisor | Undisclosed | Healthcare | |
| 01/06 | P.F. Chang's China Bistro, Inc. | Buy-Side Advisor | Undisclosed | Consumer | |
| 01/06 | ev3 Inc. | Buy-Side Advisor | 105.9 | Healthcare | |
| 01/06 | WS Packaging Group, Inc., a portfolio company of Brantley Partners and Mellon Ventures, Inc. | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 12/05 | West Bancorporation, Inc. | Buy-Side Advisor | Undisclosed | Financial Institutions | |
| 12/05 | iTradeNetwork, Inc. | Private Placement | 24.5 | Technology, Media and Telecommunications | |
| 12/05 | Precision Camera & Video Repair, Inc., a portfolio company of Calvert Street Capital Partners | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 12/05 | Corgentech Inc. | Buy-Side Advisor | 101.6 | Healthcare | |
| 12/05 | Somaxon Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: SOMX | 55.0 | Healthcare |
| 12/05 | Excel Bank Corporation | Private Placement | 12.0 | Financial Institutions | |
| 12/05 | ViroPharma Incorporated | Follow-On Offering | NASDAQ: VPHM | 173.4 | Healthcare |
| 12/05 | Epicor Software Corporation | Buy-Side Advisor | 121.0 | Technology, Media and Telecommunications | |
| 12/05 | Volcom, Inc. | Follow-On Offering | NASDAQ: VLCM | 177.0 | Consumer |
| 11/05 | Advanced Neuromodulation Systems, Inc. | Sell-Side Advisor | 1189.4 | Healthcare | |
| 11/05 | United Road Towing, a division of United Road Services, Inc. a portfolio company of Charterhouse Group | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 11/05 | Healthcare Finance Group, Inc. | Private Placement | 32.5 | Financial Institutions | |
| 11/05 | El Pollo Loco Inc., a portfolio company of American Securities Capital Partners, L.P. | Sell-Side Advisor | Undisclosed | Consumer | |
| 11/05 | Richardson Electronics, Ltd. | Convertible PIPE | NASDAQ: RELL | 25.0 | Technology, Media and Telecommunications |
| 11/05 | ESCORT Inc., a portfolio company of American Capital Strategies, Ltd. | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 11/05 | Under Armour Inc. | Initial Public Offering | NYSE: UA | 181.3 | Consumer |
| 11/05 | Vimicro International Corporation | Initial Public Offering | NASDAQ: VIMC | 87.0 | Technology, Media and Telecommunications |
| 11/05 | IHS Inc. | Initial Public Offering | NYSE: IHS | 267.1 | Technology, Media and Telecommunications |
| 11/05 | Zumiez Inc. | Follow-On Offering | NASDAQ: ZUMZ | 97.2 | Consumer |
| 11/05 | Clearant ,Inc. | PIPE | OTC: CLRA | 12.0 | Healthcare |
| 11/05 | Myriad Genetics, Inc. | Follow-On Offering | NYSE: MYGN | 149.0 | Healthcare |
| 11/05 | Website Pros, Inc. | Initial Public Offering | NASDAQ: WSPI | 68.0 | Technology, Media and Telecommunications |
| 10/05 | Devax, Inc. | Private Placement | 32.0 | Healthcare | |
| 10/05 | Claim Jumper Restaurants LLC | Sell-Side Advisor | Undisclosed | Consumer | |
| 10/05 | America's Body Company, a portfolio company of Linsalata Capital Partners | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 10/05 | Exopack Holding Corp., a portfolio company of The Sterling Group | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 10/05 | Garden Fresh Holdings, Inc., a portfolio company of Centre Partners Management LLC and Fairmont Capital, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 10/05 | ATS Medical Inc. | Convertible PIPE | NASDAQ: ATSI | 22.4 | Healthcare |
| 10/05 | CoTherix, Inc. | Follow-On Offering | NASDAQ: CTRX | 67.3 | Healthcare |
| 10/05 | CapitalSource Inc. | Follow-On Offering | NYSE: CSE | 429.3 | Financial Institutions |
| 10/05 | Vical Incorporated | Underwritten Registered Direct | NASDAQ: VICL | 22.6 | Healthcare |
| 09/05 | Industrial Container Services, LLC, a portfolio company of CIC Partners | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 09/05 | Genomic Health Inc. | Initial Public Offering | NASDAQ: GHDX | 60.2 | Healthcare |
| 09/05 | Almedica International Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 09/05 | Renovis, Inc. | Follow-On Offering | NYSE: RNVS | 54.0 | Healthcare |
| 09/05 | Numatics, Incorporated | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 09/05 | The YoFarm Company, a portfolio company of Stolberg Equity Partners | Sell-Side Advisor | Undisclosed | Consumer | |
| 09/05 | The Restaurant Company, Perkins Restaurant & Bakery | Sell-Side Advisor | 245.0 | Consumer | |
| 09/05 | Integrated Circuit Systems, Inc. | Merger Advisory | 1700.0 | Technology, Media and Telecommunications | |
| 09/05 | CombiMatrix Corporation | Underwritten Registered Direct | NASDAQ: CBMX | 10.5 | Healthcare |
| 09/05 | ChildrenFirst, Inc., a portfolio company of Carousel Capital Partners & Corporate Partners LLC | Sell-Side Advisor | 61.0 | Technology, Media and Telecommunications | |
| 09/05 | Acusphere, Inc. | Underwritten Registered Direct | NYSE: ACUS | 18.7 | Healthcare |
| 08/05 | White River Capital, Inc. | Block Trade | 50.0 | Financial Institutions | |
| 08/05 | GED Integrated Solutions, Inc., a portfolio company of Morgenthaler Partners | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 08/05 | Anthracite Capital, Inc. | Follow-On Offering | NYSE: AHR | 20.0 | Financial Institutions |
| 08/05 | SoftBrands, Inc. | Private Placement | 18.0 | Technology, Media and Telecommunications | |
| 08/05 | Royce Medical Holding Inc. | Sell-Side Advisor | 216.0 | Healthcare | |
| 08/05 | TB Corp., parent company of Taco Bueno Restaurants, L.P., a portfolio company of Jacobson Partners | Sell-Side Advisor | Undisclosed | Consumer | |
| 08/05 | Avid Technology, Inc. | Buy-Side Advisor | 312.0 | Technology, Media and Telecommunications | |
| 08/05 | Ruth's Chris Steak House, Inc. | Initial Public Offering | NASDAQ: RUTH | 269.1 | Consumer |
| 08/05 | Hoku Scientific, Inc. | Initial Public Offering | NASDAQ: HOKU | 21.0 | Technology, Media and Telecommunications |
| 08/05 | AtriCure, Inc. | Initial Public Offering | NASDAQ: ATRC | 55.2 | Healthcare |
| 08/05 | Genta Incorporated | Underwritten Registered Direct | OTC: GETA | 17.5 | Healthcare |
| 08/05 | Lancaster Laboratories, Inc. and its key shareholder, Goldner Hawn Johnson & Morrison | Sell-Side Advisor | 150.0 | Healthcare | |
| 08/05 | Colder Products Company | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 08/05 | Baidu.com, Inc. | Initial Public Offering | NASDAQ: BIDU | 124.3 | Technology, Media and Telecommunications |
| 08/05 | Anadys Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ANDS | 71.3 | Healthcare |
| 08/05 | ZymoGenetics, Inc. | Follow-On Offering | NASDAQ: ZGEN | 135.0 | Healthcare |
| 08/05 | Advanced Analogic Technologies Inc. | Initial Public Offering | NASDAQ: AATI | 121.9 | Technology, Media and Telecommunications |
| 08/05 | MWI Veterinary Supply, Inc. | Initial Public Offering | NASDAQ: MWIV | 84.7 | Healthcare |
| 07/05 | Golf Galaxy, Inc. | Initial Public Offering | 63.6 | Consumer | |
| 07/05 | Nancy's Specialty Foods, Inc., a portfolio company of Kohlberg & Co., LLC | Sell-Side Advisor | Undisclosed | Consumer | |
| 07/05 | Patriot Capital Funding, Inc. | Initial Public Offering | NASDAQ: PCAP | 150.3 | Financial Institutions |
| 07/05 | AGA Medical Corp., shareholder interest | Sell-Side Advisor | Undisclosed | Healthcare | |
| 07/05 | Hittite Microwave Corporation | Initial Public Offering | NASDAQ: HITT | 88.0 | Technology, Media and Telecommunications |
| 07/05 | Department 56, Inc. | Buy-Side Advisor | 190.0 | Consumer | |
| 07/05 | Diamond Foods, Inc. | Initial Public Offering | NASDAQ: DMND | 117.3 | Consumer |
| 07/05 | Symmetry Medical Inc. | Follow-On Offering | NYSE: SMA | 255.9 | Healthcare |
| 07/05 | TherOx, Inc. | Private Placement | 31.0 | Healthcare | |
| 07/05 | Phillips-Van Heusen Corporation | Follow-On Offering | NYSE: PVH | 240.5 | Consumer |
| 07/05 | Focus Media Holding Ltd. | Initial Public Offering | NASDAQ: FMCN | 197.5 | Technology, Media and Telecommunications |
| 07/05 | Norwesco, Inc., a portfolio company of Norwest Equity Partners and Brockway Moran & Partners | Sell-Side Advisor | 162.0 | Industrial Growth | |
| 07/05 | Tyco Healthcare, a subsidiary of Tyco International Ltd. | Buy-Side Advisor | 66.0 | Healthcare | |
| 07/05 | Transneuronix, Inc. | Sell-Side Advisor | 260.0 | Healthcare | |
| 07/05 | icrossing, Inc. | Private Placement | 13.0 | Technology, Media and Telecommunications | |
| 06/05 | Volcom, Inc. | Initial Public Offering | NASDAQ: VLCM | 102.4 | Consumer |
| 06/05 | CV Therapeutics, Inc. | Follow-On Offering | NYSE: CVTX | 180.4 | Healthcare |
| 06/05 | Web Marketing Holdings, Inc. dba Web Clients | Sell-Side Advisor | 141.0 | Technology, Media and Telecommunications | |
| 06/05 | National Semiconductor Corporation, cordless business unit | Sell-Side Advisor | 60.0 | Technology, Media and Telecommunications | |
| 06/05 | CRA International | Follow-On Offering | NYSE: CRAI | 102.1 | Technology, Media and Telecommunications |
| 06/05 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 75.6 | Financial Institutions |
| 06/05 | ev3 Inc. | Initial Public Offering | NASDAQ: EVVV | 164.7 | Healthcare |
| 06/05 | Premium Standard Farms | Initial Public Offering | NYSE: PORK | 138.7 | Consumer |
| 06/05 | Rackable Systems Inc. | Initial Public Offering | 75.0 | Technology, Media and Telecommunications | |
| 06/05 | Langer, Inc. | Follow-On Offering | NYSE: GAIT | 32.5 | Healthcare |
| 06/05 | Thornburg Mortgage, Inc. | Follow-On Offering | OTC: THMR | 123.2 | Financial Institutions |
| 05/05 | Bear Creek Country Kitchens LLC | Sell-Side Advisor | Undisclosed | Consumer | |
| 05/05 | SSA Global Technologies, Inc. | Initial Public Offering | NYSE: SSAG | 99.0 | Technology, Media and Telecommunications |
| 05/05 | Andersen Corporation | Buy-Side Advisor | Undisclosed | Industrial Growth | |
| 05/05 | IDX Systems Corporation | Block Trade | NYSE: IDXC | 47.3 | Healthcare |
| 05/05 | Citi Trends, Inc. | Initial Public Offering | NASDAQ: CTRN | 62.0 | Consumer |
| 05/05 | Zumiez Inc. | Initial Public Offering | NASDAQ: ZUMZ | 64.7 | Consumer |
| 05/05 | NAVTEQ Corporation | Follow-On Offering | NYSE: NVT | 1241.3 | Technology, Media and Telecommunications |
| 05/05 | Selig Sealing Products, Inc., a portfolio company of The Riverside Company | Sell-Side Advisor | 100.0 | Industrial Growth | |
| 04/05 | ACADIA Pharmaceuticals Inc. | PIPE | NASDAQ: ACAD | 36.0 | Healthcare |
| 04/05 | DexCom, Inc. | Initial Public Offering | NASDAQ: DXCM | 56.4 | Healthcare |
| 04/05 | Clayton Services, Inc. and The Murrayhill Company | Merger Advisory | Undisclosed | Financial Institutions | |
| 04/05 | Hormel Foods Corporation | Buy-Side Advisor | Undisclosed | Consumer | |
| 03/05 | Standard Microsystems Corporation | Buy-Side Advisor | 94.0 | Technology, Media and Telecommunications | |
| 03/05 | BlackRidge Financial, Inc. | Private Placement | 25.0 | Financial Institutions | |
| 03/05 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 315.0 | Financial Institutions |
| 03/05 | Aladdin Knowledge Systems Ltd. | Follow-On Offering | NYSE: ALDN | 49.3 | Technology, Media and Telecommunications |
| 03/05 | Connetics Corporation | Convertible | NYSE: CNCT | 150.0 | Healthcare |
| 03/05 | CryoLife, Inc. | Convertible | NYSE: CRY | 20.0 | Healthcare |
| 03/05 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 31.5 | Financial Institutions |
| 03/05 | Marshall Retail Group, LLC, a portfolio company of ICV Capital Partners, LLC | Sell-Side Advisor | Undisclosed | Consumer | |
| 03/05 | Horizon Health Corporation | Follow-On Offering | NYSE: HORC | 62.5 | Healthcare |
| 03/05 | Cytyc Corporation | Buy-Side Advisor | 160.0 | Healthcare | |
| 03/05 | Neurochem Inc. | Follow-On Offering | NYSE: NRMX | 61.2 | Healthcare |
| 02/05 | JHT Holdings, Inc., a portfolio company of Merit Capital Partners, LLC | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 02/05 | Acusphere, Inc. | Convertible | NYSE: ACUS | 45.0 | Healthcare |
| 02/05 | CoTherix, Inc. | Follow-On Offering | NASDAQ: CTRX | 37.8 | Healthcare |
| 02/05 | Quixote Corporation | Convertible PIPE | NASDAQ: QUIX | 40.0 | Technology, Media and Telecommunications |
| 02/05 | Marchex, Inc. | Convertible | NASDAQ: MCHX | 57.5 | Technology, Media and Telecommunications |
| 02/05 | Prestige Brands Holdings Inc. | Initial Public Offering | NYSE: PBH | 515.2 | Consumer |
| 02/05 | Marchex, Inc. | Initial Public Offering | NASDAQ: MCHX | 184.0 | Technology, Media and Telecommunications |
| 02/05 | Emageon Inc. | Initial Public Offering | NASDAQ: EMAG | 74.8 | Healthcare |
| 02/05 | FTD Group, Inc. | Initial Public Offering | NYSE: FTD | 176.0 | Technology, Media and Telecommunications |
| 02/05 | Hurray! Holding Co., Ltd. | Initial Public Offering | NASDAQ: HRAY | 70.5 | Technology, Media and Telecommunications |
| 02/05 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 51.8 | Healthcare |
| 01/05 | Lone Star Funds | Buy-Side Advisor | 660.0 | Consumer | |
| 01/05 | Dollar Financial Corp. | Initial Public Offering | NASDAQ: DLLR | 120.0 | Financial Institutions |
| 01/05 | SeaBright Insurance Holdings, Inc. | Initial Public Offering | NYSE: SBX | 90.6 | Financial Institutions |
| 01/05 | Endocardial Solutions, Inc. | Sell-Side Advisor | 270.3 | Healthcare | |
| 12/04 | Marvin Windows and Doors | Buy-Side Advisor | Undisclosed | Industrial Growth | |
| 12/04 | DexCom, Inc. | Private Placement | 22.5 | Healthcare | |
| 12/04 | Hormel Foods Corporation | Buy-Side Advisor | 185.7 | Consumer | |
| 12/04 | Captain D's, LLC, a portfolio company of Lone Star Funds | Sell-Side Advisor | Undisclosed | Consumer | |
| 12/04 | Roxio, Inc. (consumer software division) | Sell-Side Advisor | 85.0 | Technology, Media and Telecommunications | |
| 12/04 | Ctrip.com International Ltd. | Follow-On Offering | NASDAQ: CTRP | 92.8 | Technology, Media and Telecommunications |
| 12/04 | Wintrust Financial Corporation | Follow-On Offering | NYSE: WTFC | 71.4 | Financial Institutions |
| 12/04 | Cash America International, Inc. | Fairness Opinion | 120.0 | Financial Institutions | |
| 12/04 | Symmetry Medical Inc. | Initial Public Offering | NYSE: SMA | 138.0 | Healthcare |
| 12/04 | Array BioPharma, Inc. | Follow-On Offering | NASDAQ: ARRY | 71.3 | Healthcare |
| 12/04 | HouseValues, Inc. | Initial Public Offering | NYSE: SOLD | 94.0 | Technology, Media and Telecommunications |
| 12/04 | Greenfield Online, Inc. | Follow-On Offering | NASDAQ: SRVY | 125.3 | Technology, Media and Telecommunications |
| 12/04 | Bell Automotive Products, Inc., a portfolio company of Brentwood Associates | Sell-Side Advisor | 60.0 | Industrial Growth | |
| 11/04 | HealthExtras, Inc. | Follow-On Offering | NYSE: HLEX | 84.0 | Healthcare |
| 11/04 | Dealix Corporation | Sell-Side Advisor | Undisclosed | Technology, Media and Telecommunications | |
| 11/04 | Fingerhut Direct Marketing, Inc. | Private Placement | 18.0 | Consumer | |
| 11/04 | Monolithic Power Systems | Initial Public Offering | NASDAQ: MPWR | 53.4 | Technology, Media and Telecommunications |
| 11/04 | Overstock.com Inc. | Convertible | NASDAQ: OSTK | 120.0 | Technology, Media and Telecommunications |
| 11/04 | Overstock.com Inc. | Follow-On Offering | NASDAQ: OSTK | 79.4 | Technology, Media and Telecommunications |
| 11/04 | Tempur-Pedic International Inc. | Follow-On Offering | NYSE: TPX | 283.5 | Consumer |
| 11/04 | Portfolio Recovery Associates, Inc. | Follow-On Offering | NASDAQ: PRAA | 67.4 | Financial Institutions |
| 11/04 | Opus Medical, Inc. | Sell-Side Advisor | 130.0 | Healthcare | |
| 11/04 | ViroPharma Incorporated | Buy-Side Advisor | 116.0 | Healthcare | |
| 10/04 | Xcyte Therapies, Inc. | Convertible | NASDAQ: XCYT | 29.9 | Healthcare |
| 10/04 | Option Care Inc. | Convertible | NYSE: OPTN | 86.3 | Healthcare |
| 10/04 | FoxHollow Technologies, Inc. | Initial Public Offering | NYSE: FOXH | 72.5 | Healthcare |
| 10/04 | MidCountry Financial Corp. | Private Placement | 80.0 | Financial Institutions | |
| 10/04 | Shopping.com Ltd. | Initial Public Offering | NYSE: SHOP | 142.2 | Technology, Media and Telecommunications |
| 10/04 | VNUS Medical Technologies, Inc. | Initial Public Offering | 80.6 | Healthcare | |
| 10/04 | ViroPharma Incorporated | Convertible PIPE | NASDAQ: VPHM | 62.5 | Healthcare |
| 10/04 | CoTherix, Inc. | Initial Public Offering | NASDAQ: CTRX | 30.0 | Healthcare |
| 10/04 | Residential Services Group, Inc., a portfolio company of Wellspring Capital Management | Sell-Side Advisor | 150.0 | Industrial Growth | |
| 10/04 | ZOLL Medical Corporation | Buy-Side Advisor | Undisclosed | Healthcare | |
| 10/04 | B&G Foods, Inc. | Initial Public Offering | NYSE: BGS | 300.0 | Consumer |
| 10/04 | Gold Kist Holdings Inc. | Initial Public Offering | NYSE: GKIS | 132.0 | Consumer |
| 10/04 | New York & Company, Inc. | Initial Public Offering | NYSE: NWY | 195.5 | Consumer |
| 10/04 | PeopleSupport, Inc. | Initial Public Offering | NYSE: PSPT | 51.9 | Technology, Media and Telecommunications |
| 10/04 | Arch Aluminum & Glass Co., Inc., an investment of Long Point Capital | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 09/04 | New Century REIT, Inc. | Initial Public Offering | NYSE: NEW | 783.0 | Financial Institutions |
| 09/04 | CallWave, Inc. | Initial Public Offering | NYSE: CALL | 40.0 | Technology, Media and Telecommunications |
| 09/04 | Ness Technologies, Inc. | Initial Public Offering | NASDAQ: NSTC | 161.1 | Technology, Media and Telecommunications |
| 09/04 | 51job, Inc. | Initial Public Offering | NASDAQ: JOBS | 84.5 | Technology, Media and Telecommunications |
| 09/04 | California & Washington Company | Sell-Side Advisor | Undisclosed | Consumer | |
| 09/04 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 40.7 | Financial Institutions |
| 08/04 | Becker Underwood, Inc., a portfolio company of Century Park Capital Partners | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 08/04 | MidCountry Financial Corp. | Private Placement | 30.0 | Financial Institutions | |
| 08/04 | TRM Corporation | Follow-On Offering | ASX: TRMM | 56.9 | Financial Institutions |
| 08/04 | JupiterMedia Corp. | Block Trade | 18.8 | Technology, Media and Telecommunications | |
| 08/04 | Avid Technology, Inc. | Buy-Side Advisor | 209.5 | Technology, Media and Telecommunications | |
| 08/04 | Archipelago Holdings, Inc. | Initial Public Offering | NYSE: ARCA | 145.5 | Financial Institutions |
| 08/04 | NAVTEQ Corporation | Initial Public Offering | NYSE: NVT | 1012.0 | Technology, Media and Telecommunications |
| 08/04 | Viisage Technology Inc. | Sell-Side Advisor | NYSE: VISG | 42.5 | Technology, Media and Telecommunications |
| 08/04 | SaladTime LLC, a division of Tanimura & Antle | Sell-Side Advisor | Undisclosed | Consumer | |
| 07/04 | MortgageIT Holdings, Inc. | Initial Public Offering | NYSE: MHL | 175.2 | Financial Institutions |
| 07/04 | Intersil Corporation | Buy-Side Advisor | 529.0 | Technology, Media and Telecommunications | |
| 07/04 | MannKind Corp. | Initial Public Offering | NASDAQ: MNKD | 91.8 | Healthcare |
| 07/04 | RC2 Corporation | Follow-On Offering | NASDAQ: RCRC | 89.1 | Consumer |
| 07/04 | Volterra Semiconductor Corporation | Initial Public Offering | NYSE: VLTR | 36.5 | Technology, Media and Telecommunications |
| 07/04 | Inspire Pharmaceuticals Inc. | Follow-On Offering | NYSE: ISPH | 82.8 | Healthcare |
| 07/04 | Auxilium Pharmaceuticals Inc. | Follow-On Offering | NYSE: AUXL | 41.3 | Healthcare |
| 07/04 | Greenfield Online, Inc. | Follow-On Offering | NASDAQ: SRVY | 74.8 | Technology, Media and Telecommunications |
| 07/04 | Phase Forward Incorporated | Initial Public Offering | NASDAQ: PFWD | 41.9 | Healthcare |
| 07/04 | American Medical Systems Holdings Inc. | Buy-Side Advisor | Undisclosed | Healthcare | |
| 07/04 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 123.9 | Financial Institutions |
| 07/04 | Affirmative Insurance Holdings, Inc. | Initial Public Offering | NASDAQ: AFFM | 131.5 | Financial Institutions |
| 07/04 | Jerr-Dan Corp., a portfolio company of Littlejohn & Co. | Sell-Side Advisor | 80.0 | Industrial Growth | |
| 07/04 | QualServ Corporation, a portfolio company of Mercury Capital, Inc. | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 07/04 | Simplicity Manufacturing, Inc., a portfolio company of Kohlberg & Co. | Sell-Side Advisor | 227.5 | Industrial Growth | |
| 07/04 | American Coin Merchandising, Inc., a portfolio company of Wellspring Capital Management | Sell-Side Advisor | 235.0 | Industrial Growth | |
| 07/04 | Mimi's Cafe Inc. | Sell-Side Advisor | 182.0 | Consumer | |
| 07/04 | Convio, Inc. | Private Placement | 15.0 | Technology, Media and Telecommunications | |
| 07/04 | Fantastic Foods, Inc. and Napa Valley Kitchens, Inc., subsidiaries of Homegrown Natural Foods, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 06/04 | MedSource Technologies, Inc. | Sell-Side Advisor | 230.0 | Healthcare | |
| 06/04 | Allscripts Healthcare Solutions Inc. | Convertible | NASDAQ: MDRX | 82.5 | Healthcare |
| 06/04 | Life Time Fitness Inc. | Initial Public Offering | NYSE: LTM | 210.6 | Consumer |
| 06/04 | K2 Inc. | Follow-On Offering | NYSE: KTO | 99.2 | Consumer |
| 06/04 | ResCare Inc. | Sell-Side Advisor | 83.4 | Healthcare | |
| 06/04 | LabOne Inc. | Convertible | NYSE: LABS | 103.5 | Healthcare |
| 06/04 | RAIT Investment Trust | Follow-On Offering | NYSE: RAS | 55.8 | Financial Institutions |
| 06/04 | Interpore International, Inc. | Sell-Side Advisor | 282.0 | Healthcare | |
| 06/04 | Kellwood Company | Convertible | 200.0 | Consumer | |
| 06/04 | Charles River Associates Inc. | Convertible | NYSE: CRAI | 90.0 | Technology, Media and Telecommunications |
| 06/04 | Kinetic Concepts Inc. | Follow-On Offering | NYSE: KCI | 764.8 | Healthcare |
| 06/04 | Rockford Corporation | Convertible | NASDAQ: ROFO | 12.5 | Consumer |
| 06/04 | PowerDsine Ltd. | Initial Public Offering | NYSE: PDSN | 79.4 | Technology, Media and Telecommunications |
| 06/04 | Great Plains Energy Inc. | Convertible | NYSE: GXP | 163.6 | Other |
| 06/04 | Hansen Natural | Block Trade | NASDAQ: HANS | 11.5 | Consumer |
| 05/04 | Alnylam Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: ALNY | 34.5 | Healthcare |
| 05/04 | Critical Therapeutics Inc. | Initial Public Offering | NASDAQ: CRTX | 42.8 | Healthcare |
| 05/04 | ACADIA Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: ACAD | 35.0 | Healthcare |
| 05/04 | JupiterMedia Corp. | Follow-On Offering | 40.1 | Technology, Media and Telecommunications | |
| 05/04 | Scivex, Inc., a portfolio company of KRG Capital Partners | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 05/04 | Animas Corporation | Initial Public Offering | NASDAQ: PUMP | 73.3 | Healthcare |
| 05/04 | Accubuilt, Inc., a portfolio company of PNC Equity Management Corp. | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 05/04 | Open Solutions Inc. | Follow-On Offering | 109.7 | Technology, Media and Telecommunications | |
| 05/04 | Deckers Outdoor Corporation | Follow-On Offering | NASDAQ: DECK | 86.6 | Consumer |
| 05/04 | CV Therapeutics Inc. | Convertible | NYSE: CVTX | 150.0 | Healthcare |
| 05/04 | Shanda Interactive Entertainment | Initial Public Offering | NASDAQ: SNDA | 169.0 | Technology, Media and Telecommunications |
| 05/04 | Coastal Bancorp, Inc. | Sell-Side Advisor | 230.0 | Financial Institutions | |
| 05/04 | Wrap Pack Products Corporation, a portfolio company of Prospect Partners | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 05/04 | J. Manheimer Inc. | Sell-Side Advisor | Undisclosed | Industrial Growth | |
| 05/04 | IntraBiotics Pharmaceuticals Inc. | Follow-On Offering | NYSE: IBPI | 44.9 | Healthcare |
| 04/04 | deCODE Genetics, Inc. | Convertible | NASDAQ: DCGN | 150.0 | Healthcare |
| 04/04 | Financial Federal Corp. | Convertible | NYSE: FIF | 175.0 | Financial Institutions |
| 04/04 | TheraSense, Inc. | Sell-Side Advisor | 1261.0 | Healthcare | |
| 04/04 | Hat World Corporation, a portfolio company of Saunders Karp & Megrue | Sell-Side Advisor | Undisclosed | Consumer | |
| 03/04 | Dharmacon, Inc. | Sell-Side Advisor | 84.0 | Healthcare | |
| 03/04 | Novacept, Inc. | Sell-Side Advisor | 325.0 | Healthcare | |
| 03/04 | Oregon Chai, Inc. | Sell-Side Advisor | Undisclosed | Consumer | |
| 03/04 | Cytyc Corporation | Convertible | NASDAQ: CYTC | 250.0 | Healthcare |
| 03/04 | Snowden Pencer, Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 03/04 | Orchids Paper Products Company | Leveraged Buyout | Undisclosed | Industrial Growth | |
| 02/04 | PMC Commercial Trust | Merger Advisory | 72.2 | Financial Institutions | |
| 02/04 | MGI PHARMA, INC. | Convertible | 348.0 | Healthcare | |
| 02/04 | Fingerhut Direct Marketing, Inc. | Private Placement | 32.5 | Consumer | |
| 02/04 | Cameron Health, Inc. | Sell-Side Advisor | Undisclosed | Healthcare | |
| 02/04 | Incyte Corporation | Convertible | NASDAQ: INCY | 250.0 | Healthcare |
| 01/04 | Komag, Inc. | Convertible | NYSE: KOMG | 80.5 | Technology, Media and Telecommunications |
| 01/04 | SetCap Holdings Corporation | Sell-Side Advisor | Undisclosed | Financial Institutions | |
| 01/04 | Voyant Technologies, Inc. | Sell-Side Advisor | 145.7 | Technology, Media and Telecommunications |